LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$77.3M
2
+$74.1M
3
+$64.1M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$37.6M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.3M

Top Sells

1
+$94M
2
+$60.9M
3
+$33.8M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.6M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.9M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCW
5251
DELISTED
ARC Group Worldwide, Inc
ARCW
– –
-63
ESV
5252
DELISTED
Ensco Rowan plc
ESV
– –
-3,915
HYGS
5253
DELISTED
Hydrogenics Corp
HYGS
– –
-1,100
IBMM
5254
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
– –
-675
YELL
5255
DELISTED
Yellow Corporation Common Stock
YELL
$0 ﹤0.01%
100
-1
UBOH
5256
DELISTED
United Bancshares Inc/OH
UBOH
$0 ﹤0.01%
6
VCF
5257
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
$0 ﹤0.01%
20
MCF
5258
DELISTED
Contango Oil & Gas Co.
MCF
– –
-184
NHLD
5259
DELISTED
National Holdings Corporation
NHLD
$0 ﹤0.01%
2
MLPG
5260
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Alerian Natural Gas MLP Index due J
MLPG
– –
-400
KGJI
5261
DELISTED
Kingold Jewelry Inc.
KGJI
$0 ﹤0.01%
14
BVSN
5262
DELISTED
Broadvision Inc Com
BVSN
$0 ﹤0.01%
87
DRR
5263
DELISTED
Market Vectors Double Short Euro ETN
DRR
$0 ﹤0.01%
+1
NIHD
5264
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$0 ﹤0.01%
121
TRCO
5265
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-3,554
TSS
5266
DELISTED
Total System Services, Inc.
TSS
– –
-4,248
AXJV
5267
DELISTED
iShares Edge MSCI Min Vol Asia ex Japan ETF
AXJV
– –
-40
EFII
5268
DELISTED
Electronics for Imaging
EFII
– –
-188
SCTO
5269
DELISTED
Global X JPMorgan US Sector Rotator Index ETF
SCTO
– –
-5,719
TI
5270
DELISTED
Telecom Italia
TI
– –
-6,515
SVA
5271
DELISTED
Sinovac Biotech, Ltd
SVA
$0 ﹤0.01%
4
RHT
5272
DELISTED
Red Hat Inc
RHT
– –
-3,211
RNWK
5273
DELISTED
RealNetworks Inc
RNWK
$0 ﹤0.01%
250
-25
FNSR
5274
DELISTED
Finisar Corp
FNSR
– –
-3,202
HK
5275
DELISTED
Halcon Resources Corporation
HK
– –
-64,283
209 210
211
212 213