LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$77.3M
2
+$74.1M
3
+$64.1M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$37.6M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.3M

Top Sells

1
+$94M
2
+$60.9M
3
+$33.8M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.6M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.9M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDC
5251
DELISTED
First Data Corporation
FDC
– –
-33,079
SPN
5252
DELISTED
Superior Energy Services, Inc.
SPN
– –
-1,821
TCF
5253
DELISTED
TCF Financial Corporation
TCF
– –
-5,483
AIM
5254
AIM ImmunoTech
AIM
$4.14M
– –
0
ADVM icon
5255
Adverum Biotechnologies
ADVM
$92.3M
– –
-54
BT
5256
DELISTED
BT Group plc (ADR)
BT
– –
-84,465
GLDW
5257
DELISTED
SPDR Long Dollar Gold Trust
GLDW
– –
-1,270
IBMH
5258
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
– –
-16,822
NEE.PRR
5259
DELISTED
NextEra Energy, Inc.
NEE.PRR
– –
-183
WAGE
5260
DELISTED
WageWorks, Inc.
WAGE
– –
-319
YELL
5261
DELISTED
Yellow Corporation Common Stock
YELL
$0 ﹤0.01%
100
-1
UBOH
5262
DELISTED
United Bancshares Inc/OH
UBOH
$0 ﹤0.01%
6
BOC icon
5263
Boston Omaha
BOC
$424M
– –
0
BTE icon
5264
Baytex Energy
BTE
$2.52B
– –
-128,575
BW icon
5265
Babcock & Wilcox
BW
$750M
$0 ﹤0.01%
63
-29
BWFG icon
5266
Bankwell Financial Group
BWFG
$375M
– –
-200
BXC icon
5267
BlueLinx
BXC
$472M
– –
-100
CARG icon
5268
CarGurus
CARG
$3.45B
– –
0
CATX icon
5269
Perspective Therapeutics
CATX
$179M
$0 ﹤0.01%
150
DUG icon
5270
ProShares UltraShort Energy
DUG
$9.61M
– –
-3
SOHU
5271
Sohu.com
SOHU
$464M
– –
-1,000
HDAW
5272
DELISTED
Xtrackers MSCI All World ex US High Dividend Yield Equity ETF
HDAW
– –
-412
TCON
5273
DELISTED
TRACON Pharmaceuticals, Inc. Common Stock
TCON
$0 ﹤0.01%
2
PCMI
5274
DELISTED
PCM, Inc
PCMI
– –
-50
OPGN
5275
DELISTED
OpGen, Inc
OPGN
– –
0
209 210
211
212 213