LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$116M
2
+$77M
3
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

1
+$94.6M
2
+$60.4M
3
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFBC
5251
DELISTED
HopFed Bancorp Inc
HFBC
– –
-2,024
AMID
5252
DELISTED
American Midstream Partners, LP
AMID
– –
-65,679
PETX
5253
DELISTED
Aratana Therapeutics, Inc.
PETX
– –
-8,380
SZC.RT
5254
DELISTED
Cushing Renaissance Fund
SZC.RT
– –
-59,476
HTZ.RT
5255
DELISTED
Hertz Global Holdings
HTZ.RT
– –
-5,112
MELR
5256
DELISTED
Melrose Bancorp, Inc.
MELR
– –
-100
GM.WS.B
5257
DELISTED
General Motors Company
GM.WS.B
– –
-6,253
TI.A
5258
DELISTED
Telecom Italia 10 Svg
TI.A
– –
-15,549
HF
5259
DELISTED
HFF Inc.
HF
– –
-13
LABL
5260
DELISTED
Multi-Color Corp
LABL
– –
-20
SDLP
5261
DELISTED
SEADRILL PARTNERS LLC
SDLP
– –
-30
LION
5262
DELISTED
Fidelity Southern Corporation
LION
– –
-70
GTYH
5263
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$0 ﹤0.01%
+31
ASCMA
5264
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
– –
-18
MLPG
5265
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Alerian Natural Gas MLP Index due J
MLPG
– –
-400
KGJI
5266
DELISTED
Kingold Jewelry Inc.
KGJI
$0 ﹤0.01%
14
BVSN
5267
DELISTED
Broadvision Inc Com
BVSN
$0 ﹤0.01%
87
DRR
5268
DELISTED
Market Vectors Double Short Euro ETN
DRR
$0 ﹤0.01%
+1
NIHD
5269
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$0 ﹤0.01%
121
TRCO
5270
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-3,554
TSS
5271
DELISTED
Total System Services, Inc.
TSS
– –
-4,248
AXJV
5272
DELISTED
iShares Edge MSCI Min Vol Asia ex Japan ETF
AXJV
– –
-40
EFII
5273
DELISTED
Electronics for Imaging
EFII
– –
-188
SCTO
5274
DELISTED
Global X JPMorgan US Sector Rotator Index ETF
SCTO
– –
-5,719
TI
5275
DELISTED
Telecom Italia
TI
– –
-6,515
209 210
211
212 213