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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLG
5251
Platinum Group Metals
PLG
$194M
$0 ﹤0.01%
83
+50
+152% +$60
PLYA
5252
DELISTED
Playa Hotels & Resorts
PLYA
– –
-27
Closed –
PROV icon
5253
Provident Financial
PROV
$112M
– –
-92
Closed -$2K
PSR icon
5254
Invesco Active US Real Estate Fund
PSR
$58.6M
– –
-201
Closed -$15K
QEFA icon
5255
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.08B
$0 ﹤0.01%
2
– –
QEMM icon
5256
State Street SPDR MSCI Emerging Markets StrategicFactors ETF
QEMM
$60.1M
– –
-34,985
Closed -$2.27M
QRHC icon
5257
Quest Resource Holding
QRHC
$29.3M
– –
-9,000
Closed -$20K
RAND icon
5258
Rand Capital
RAND
$30.2M
$0 ﹤0.01%
22
– –
RARE icon
5259
Ultragenyx Pharmaceutical
RARE
$2.66B
– –
-23
Closed -$1K
RBBN icon
5260
Ribbon Communications
RBBN
$356M
– –
-3,270
Closed -$17K
RC
5261
Ready Capital
RC
$323M
– –
-26,133
Closed -$396K
RDHL
5262
Redhill Biopharma
RDHL
$3.65M
– –
-5
Closed -$23K
RDVT icon
5263
Red Violet
RDVT
$1.14B
– –
-398
Closed -$2K
RETL icon
5264
Direxion Daily Retail Bull 3X ETF
RETL
$28.1M
– –
-2,550
Closed -$33K
RGLS
5265
DELISTED
Regulus Therapeutics
RGLS
$0 ﹤0.01%
17
-57
-77% -$1.88K
RMBS icon
5266
Rambus
RMBS
$10.5B
$0 ﹤0.01%
35
– –
ROG icon
5267
Rogers Corp
ROG
$2.41B
– –
-197
Closed -$24K
HIND
5268
Vyome Holdings
HIND
$15.8M
– –
0
– -$3K
SAFE
5269
Safehold
SAFE
$1.08B
– –
-58
Closed -$3K
SANW
5270
DELISTED
S&W Seed Co
SANW
$0 ﹤0.01%
5
– –
ECHO
5271
EchoStar
ECHO
$25.6B
$0 ﹤0.01%
6
-338
-98% -$12.9K
FLNA
5272
Filana Therapeutics
FLNA
$46.9M
$0 ﹤0.01%
+200
New +$304
SE icon
5273
Sea Limited
SE
$80.5B
– –
-148
Closed -$2K
SHO icon
5274
Sunstone Hotel Investors
SHO
$1.98B
– –
-157
Closed -$2K
SKF icon
5275
ProShares UltraShort Financials
SKF
$10.6M
$0 ﹤0.01%
1
– –
209 210
211
212 213

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.