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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SECT icon
501
Main Sector Rotation ETF
SECT
$2.88B
$3.27M 0.03%
134,677
+16,171
+14% +$430K
DYLS
502
DELISTED
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
$3.26M 0.03%
112,705
-57,380
-34% -$1.86M
PEG icon
503
Public Service Enterprise Group
PEG
$37.2B
$3.26M 0.03%
62,603
+9,915
+19% +$534K
SDIV icon
504
Global X SuperDividend ETF
SDIV
$1.22B
$3.24M 0.03%
63,002
+2,443
+4% +$138K
PCEF icon
505
Invesco CEF Income Composite ETF
PCEF
$817M
$3.22M 0.03%
159,393
+9,724
+6% +$207K
XBI icon
506
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$3.21M 0.03%
44,796
-47,576
-52% -$3.83M
VIS icon
507
Vanguard Industrials ETF
VIS
$8.44B
$3.21M 0.03%
26,739
-18,218
-41% -$2.42M
AGZ icon
508
iShares Agency Bond ETF
AGZ
$563M
$3.2M 0.03%
28,539
+16,343
+134% +$1.81M
ELV icon
509
Elevance Health
ELV
$86.2B
$3.2M 0.03%
12,259
+2,919
+31% +$803K
IVH
510
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$3.2M 0.03%
263,502
+1,525
+0.6% +$20.1K
JSD
511
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.17M 0.03%
221,263
-1,146
-0.5% -$18K
CPRT icon
512
Copart
CPRT
$27.4B
$3.15M 0.03%
264,004
-35,932
-12% -$444K
RDVY icon
513
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
$3.14M 0.03%
118,410
+10,894
+10% +$316K
ACWI icon
514
iShares MSCI ACWI ETF
ACWI
$33.3B
$3.13M 0.03%
48,756
-13,945
-22% -$957K
IYLD icon
515
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
$3.13M 0.03%
134,544
+7,005
+5% +$167K
FDIS icon
516
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.73B
$3.13M 0.03%
82,684
-132,313
-62% -$5.46M
DWM icon
517
WisdomTree International Equity Fund
DWM
$692M
$3.12M 0.03%
66,848
+2,616
+4% +$129K
PBE icon
518
Invesco Biotechnology & Genome ETF
PBE
$358M
$3.11M 0.03%
66,078
+529
+0.8% +$27.2K
CINF icon
519
Cincinnati Financial
CINF
$26.7B
$3.11M 0.03%
40,280
+2,068
+5% +$161K
SCHH icon
520
Schwab US REIT ETF
SCHH
$11.2B
$3.1M 0.03%
161,126
+14,680
+10% +$300K
FTLS icon
521
First Trust Long/Short Equity ETF
FTLS
$2.49B
$3.06M 0.03%
82,555
+14,628
+22% +$562K
NNN icon
522
NNN REIT
NNN
$8.8B
$3.06M 0.03%
63,300
+9,883
+19% +$471K
FAST icon
523
Fastenal
FAST
$59.8B
$3.05M 0.03%
233,404
+4,004
+2% +$54.2K
IDV icon
524
iShares International Select Dividend ETF
IDV
$8.53B
$3.04M 0.03%
105,526
+3,953
+4% +$121K
UN
525
DELISTED
Unilever NV New York Registry Shares
UN
$3.03M 0.03%
56,365
+8,517
+18% +$465K
19 20
21
22 23

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.