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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
(+7.7%)
Cap. Flow
+$409M
Cap. Flow
% of AUM
5.68%
Top 10 Holdings %
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.2M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$17.5M |
| 3 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$16.5M |
| 4 |
Arbutus Biopharma
ABUS
|
+$15.4M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$14.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$36M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.1M |
| 3 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.1M |
| 4 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$6.94M |
| 5 |
MSC Industrial Direct
MSM
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.15% |
| 2 | Industrials | 5.32% |
| 3 | Technology | 5.28% |
| 4 | Consumer Staples | 4.98% |
| 5 | Healthcare | 4.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
Marriott International
MAR
$90.9B
| $2.1M | 0.03% |
25,509
-507
| -2% | -$38.2K |
|
502
Rockwell Automation
ROK
$48.3B
| $2.1M | 0.03% |
15,644
+2,386
| +18% | +$305K |
|
|
XIV
503
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
| $2.09M | 0.03% |
44,701
+16,316
| +57% | +$680K |
|
504
Edwards Lifesciences
EW
$53B
| $2.08M | 0.03% |
66,666
-1,761
| -3% | -$57.1K |
|
505
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$762M
| $2.08M | 0.03% |
63,721
+28,869
| +83% | +$904K |
|
|
AET
506
DELISTED
Aetna Inc
AET
| $2.08M | 0.03% |
16,747
+1,373
| +9% | +$164K |
|
|
GPT
507
DELISTED
Gramercy Property Trust
GPT
| $2.08M | 0.03% |
74,826
-7,714
| -9% | -$206K |
|
508
PayPal
PYPL
$50.5B
| $2.08M | 0.03% |
52,278
+2,574
| +5% | +$103K |
|
509
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$761M
| $2.07M | 0.03% |
75,454
-24,432
| -24% | -$660K |
|
510
iShares Global Tech ETF
IXN
$9.17B
| $2.07M | 0.03% |
112,950
+48,234
| +75% | +$882K |
|
511
Travelers Companies
TRV
$78.3B
| $2.06M | 0.03% |
16,837
-5,103
| -23% | -$583K |
|
|
TWX
512
DELISTED
Time Warner Inc
TWX
| $2.05M | 0.03% |
21,388
+3,638
| +20% | +$324K |
|
513
First Trust Materials AlphaDEX Fund
FXZ
$391M
| $2.05M | 0.03% |
57,215
+26,158
| +84% | +$914K |
|
514
Chubb
CB
$134B
| $2.04M | 0.03% |
15,589
+1,154
| +8% | +$147K |
|
515
American International
AIG
$40.6B
| $2.03M | 0.03% |
31,152
+2,309
| +8% | +$145K |
|
516
Adobe
ADBE
$109B
| $2.03M | 0.03% |
19,608
-1,052
| -5% | -$111K |
|
517
Vanguard S&P 500 Growth ETF
VOOG
$27.3B
| $2.02M | 0.03% |
111,156
+53,412
| +92% | +$965K |
|
518
Jefferies Financial Group
JEF
$12.8B
| $2.02M | 0.03% |
97,172
-168,711
| -63% | -$3.15M |
|
519
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
| $2.02M | 0.03% |
86,551
+2,217
| +3% | +$51.9K |
|
520
Essential Utilities
WTRG
$11.3B
| $2.01M | 0.03% |
66,596
-13,407
| -17% | -$400K |
|
521
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
| $2M | 0.03% |
73,244
+9,564
| +15% | +$253K |
|
522
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.17B
| $2M | 0.03% |
97,337
-2,245
| -2% | -$44.8K |
|
523
The Mosaic Company
MOS
$7.46B
| $1.99M | 0.03% |
67,909
+19,519
| +40% | +$524K |
|
524
iShares Core S&P US Growth ETF
IUSG
$33.8B
| $1.99M | 0.03% |
46,353
-50,606
| -52% | -$2.15M |
|
525
iShares US Consumer Discretionary ETF
IYC
$1.23B
| $1.99M | 0.03% |
52,676
+15,296
| +41% | +$569K |
|
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review
As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
- Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
- Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
- Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.