LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$77.3M
2
+$74.1M
3
+$64.1M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$37.6M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.3M

Top Sells

1
+$94M
2
+$60.9M
3
+$33.8M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.6M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.9M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITCI
5201
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$1K ﹤0.01%
150
VOXX
5202
DELISTED
VOXX International Corporation Class A
VOXX
$1K ﹤0.01%
+153
LUMO
5203
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$1K ﹤0.01%
41
VTNR
5204
DELISTED
Vertex Energy, Inc
VTNR
$1K ﹤0.01%
658
BIOL
5205
DELISTED
Biolase, Inc.
BIOL
– –
0
CBD
5206
DELISTED
Companhia Brasileira de Distribuicao
CBD
$1K ﹤0.01%
27
+17
SCTL
5207
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$1K ﹤0.01%
118
EXPR
5208
DELISTED
Express, Inc.
EXPR
$1K ﹤0.01%
10
-4
BFX
5209
DELISTED
BowFlex Inc.
BFX
$1K ﹤0.01%
500
BVH
5210
DELISTED
Bluegreen Vacations Holding Corporation
BVH
$1K ﹤0.01%
29
+1
RPT
5211
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
53
NETI
5212
DELISTED
Eneti Inc.
NETI
$1K ﹤0.01%
22
CTG
5213
DELISTED
Computer Task Group, Inc.
CTG
$1K ﹤0.01%
105
-455
VRTV
5214
DELISTED
VERITIV CORPORATION
VRTV
$1K ﹤0.01%
128
-3
NXGN
5215
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$1K ﹤0.01%
61
-257
PES
5216
DELISTED
Pioneer Energy Services Corp.
PES
– –
-115
DCUD
5217
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
– –
-400
APC
5218
DELISTED
Anadarko Petroleum
APC
– –
-15,133
BKS
5219
DELISTED
Barnes & Noble
BKS
– –
-750
UPL
5220
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-23,324
CTRL
5221
DELISTED
Control4 Corporation
CTRL
– –
-4,066
DATA
5222
DELISTED
Tableau Software, Inc.
DATA
– –
-2,365
WP
5223
DELISTED
Worldpay, Inc.
WP
– –
-5,262
UQM
5224
DELISTED
UQM Technologies, Inc.
UQM
– –
-500
ARRY
5225
DELISTED
Array Biopharma Inc
ARRY
– –
-3,075
207 208
209
210 211