LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$116M
2
+$77M
3
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

1
+$94.6M
2
+$60.4M
3
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOXX
5201
DELISTED
VOXX International Corporation Class A
VOXX
$1K ﹤0.01%
+153
LUMO
5202
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$1K ﹤0.01%
41
VTNR
5203
DELISTED
Vertex Energy, Inc
VTNR
$1K ﹤0.01%
658
BIOL
5204
DELISTED
Biolase, Inc.
BIOL
– –
0
CBD
5205
DELISTED
Companhia Brasileira de Distribuicao
CBD
$1K ﹤0.01%
27
+17
SCTL
5206
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$1K ﹤0.01%
118
EXPR
5207
DELISTED
Express, Inc.
EXPR
$1K ﹤0.01%
10
-4
BFX
5208
DELISTED
BowFlex Inc.
BFX
$1K ﹤0.01%
500
WTER
5209
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$1K ﹤0.01%
73
BVH
5210
DELISTED
Bluegreen Vacations Holding Corporation
BVH
$1K ﹤0.01%
29
+1
RPT
5211
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
53
NETI
5212
DELISTED
Eneti Inc.
NETI
$1K ﹤0.01%
22
CTG
5213
DELISTED
Computer Task Group, Inc.
CTG
$1K ﹤0.01%
105
-455
VRTV
5214
DELISTED
VERITIV CORPORATION
VRTV
$1K ﹤0.01%
128
-3
NXGN
5215
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$1K ﹤0.01%
61
-257
PES
5216
DELISTED
Pioneer Energy Services Corp.
PES
– –
-115
DCUD
5217
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
– –
-400
APC
5218
DELISTED
Anadarko Petroleum
APC
– –
-15,133
BKS
5219
DELISTED
Barnes & Noble
BKS
– –
-750
UPL
5220
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-23,324
CTRL
5221
DELISTED
Control4 Corporation
CTRL
– –
-4,066
DATA
5222
DELISTED
Tableau Software, Inc.
DATA
– –
-2,365
UQM
5223
DELISTED
UQM Technologies, Inc.
UQM
– –
-500
ARRY
5224
DELISTED
Array Biopharma Inc
ARRY
– –
-3,075
ANDX
5225
DELISTED
Andeavor Logistics LP
ANDX
– –
-8,438
207 208
209
210 211