LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$77.3M
2
+$74.1M
3
+$64.1M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$37.6M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.3M

Top Sells

1
+$94M
2
+$60.9M
3
+$33.8M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.6M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.9M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNCE
5201
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
$1K ﹤0.01%
200
BSMX
5202
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$1K ﹤0.01%
232
AMBC.WS
5203
DELISTED
Ambac Financial Group
AMBC.WS
$1K ﹤0.01%
125
ASAP
5204
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$1K ﹤0.01%
51
ECOM
5205
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$1K ﹤0.01%
138
-200
TMBR
5206
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
$1K ﹤0.01%
3
MN
5207
DELISTED
MANNING & NAPIER, INC.
MN
$1K ﹤0.01%
500
EXTN
5208
DELISTED
Exterran Corporation
EXTN
$1K ﹤0.01%
100
-283
GBL
5209
DELISTED
GAMCO Investors, Inc.
GBL
$1K ﹤0.01%
39
MBII
5210
DELISTED
Marrone Bio Innovations, Inc.
MBII
$1K ﹤0.01%
1,200
VWTR
5211
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$1K ﹤0.01%
100
VRS
5212
DELISTED
Verso Corporation
VRS
$1K ﹤0.01%
79
-863
GSKY
5213
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$1K ﹤0.01%
130
-907
DRNA
5214
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
$1K ﹤0.01%
+53
FLXN
5215
DELISTED
Flexion Therapeutics, Inc.
FLXN
$1K ﹤0.01%
+100
LION
5216
DELISTED
Fidelity Southern Corporation
LION
– –
-70
GTYH
5217
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$0 ﹤0.01%
+31
DHXM
5218
DELISTED
DHX Media Ltd. Common Voting and Variable Voting Shares
DHXM
$0 ﹤0.01%
290
NVIV
5219
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
– –
0
CEI
5220
DELISTED
Camber Energy, Inc
CEI
– –
0
MACK
5221
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$0 ﹤0.01%
60
-1,933
DRYS
5222
DELISTED
DryShips Inc. Common Stock
DRYS
$0 ﹤0.01%
4
RVLT
5223
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
– –
-1,100
NYNY
5224
DELISTED
Empire Resorts, Inc.
NYNY
$0 ﹤0.01%
47
OIBR.C
5225
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$0 ﹤0.01%
94
+93
207 208
209
210 211