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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNCA
5176
DELISTED
Genocea Biosciences, Inc.
GNCA
$0 ﹤0.01%
38
– –
VISL
5177
DELISTED
Vislink Technologies, Inc. Common Stock
VISL
– –
0
– –
IPCI
5178
DELISTED
Intellipharmaceuticals International Inc.
IPCI
$0 ﹤0.01%
1
– –
ITG
5179
DELISTED
Investment Technology Group Inc
ITG
– –
-500
Closed -$11K
VXZ
5180
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
– –
-700
Closed -$15K
CYHHZ
5181
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
1,220
+200
+20% +$2
RSLS
5182
DELISTED
ReShape Lifesciences Inc. Common Stock
RSLS
– –
0
– –
BPK
5183
DELISTED
Blackrock Muni 2018 Term Tr
BPK
– –
-708
Closed -$11K
RSYS
5184
DELISTED
Radisys Corp
RSYS
– –
-150
Closed –
KS
5185
DELISTED
KapStone Paper and Pack Corp.
KS
$0 ﹤0.01%
1
-422
-100% -$9.32K
EGC
5186
DELISTED
Energy XXI Gulf Coast, Inc. Common Stock
EGC
– –
-38
Closed –
BTX.WS
5187
DELISTED
BioTime Inc Warrants (Expiring October 1, 2018)
BTX.WS
$0 ﹤0.01%
1,246
– –
KODK.WS
5188
DELISTED
Eastman Kodak Company
KODK.WS
$0 ﹤0.01%
7
– –
MATR
5189
DELISTED
Mattersight Corp.
MATR
$0 ﹤0.01%
88
– –
ERGF
5190
DELISTED
iShares Edge MSCI Multifactor Energy ETF
ERGF
– –
-500
Closed -$13K
JASO
5191
DELISTED
JA Solar Holdings, Co., Ltd
JASO
– –
-144
Closed -$1K
VCO
5192
DELISTED
Vina Concha Y Toro 50 Shrs
VCO
$0 ﹤0.01%
7
– –
MBVX
5193
DELISTED
MABVAX THERAPEUTICS HLDGS INC
MBVX
$0 ﹤0.01%
2
– –
FCRE
5194
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$0 ﹤0.01%
+16
New +$18
LAYN
5195
DELISTED
Layne Christensen Co
LAYN
$0 ﹤0.01%
33
– –
EWEM
5196
DELISTED
Invesco MSCI Emerging Markets Equal Country Weight ETF
EWEM
– –
-1,660
Closed -$55K
LQ
5197
DELISTED
La Quinta Holdings Inc.
LQ
$0 ﹤0.01%
1
– –
SGY.WS
5198
DELISTED
Stone Energy Corporation Warrants to purchase common stock (expiring February 28, 2021)
SGY.WS
$0 ﹤0.01%
9
– –
LBCC
5199
DELISTED
Long Blockchain Corp. Common Stock
LBCC
– –
-875
Closed -$2K
IBLN
5200
DELISTED
Direxion iBillionaire Index ETF
IBLN
$0 ﹤0.01%
1
– –
206 207
208
209 210

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.