We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$13.1B
AUM Growth
+$1.99B
Cap. Flow
+$678M
Cap. Flow %
5.18%
Top 10 Hldgs %
14.09%
Holding
5,585
New
190
Increased
2,536
Reduced
1,656
Closed
223

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$78.1M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$52.5M
3
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$33.2M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$32.5M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$31M

Top Sells

Rank Stock Value
1
HDV
iShares Core High Dividend ETF
HDV
+$50.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$42.7M
3
TTE icon
TotalEnergies
TTE
+$38.4M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$30.6M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$28.6M

Sector Composition

Rank Sector Weight
1 Technology 7.28%
2 Financials 5.64%
3 Industrials 4.29%
4 Healthcare 4%
5 Consumer Discretionary 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVNC
5101
DELISTED
Revance Therapeutics, Inc.
RVNC
$1K ﹤0.01%
35
– –
CDMO
5102
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$1K ﹤0.01%
297
– –
LUMO
5103
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$1K ﹤0.01%
41
– –
VTNR
5104
DELISTED
Vertex Energy, Inc
VTNR
$1K ﹤0.01%
600
-24
-4% -$32
ALIM
5105
DELISTED
Alimera Sciences
ALIM
$1K ﹤0.01%
67
– –
SBOW
5106
DELISTED
SilverBow Resources, Inc.
SBOW
$1K ﹤0.01%
31
-89
-74% -$2.07K
HOLI
5107
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$1K ﹤0.01%
28
– –
CSSE
5108
DELISTED
Chicken Soup for the Soul Entertainment, Inc. Class A Common Stock
CSSE
$1K ﹤0.01%
108
– –
BIOL
5109
DELISTED
Biolase, Inc.
BIOL
– –
0
– –
SCTL
5110
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$1K ﹤0.01%
118
– –
AAU
5111
DELISTED
Almaden Minerals Ltd
AAU
$1K ﹤0.01%
900
– –
EXPR
5112
DELISTED
Express, Inc.
EXPR
$1K ﹤0.01%
12
-17
-59% -$1.71K
MARK
5113
DELISTED
Remark Holdings, Inc.
MARK
$1K ﹤0.01%
+70
New +$1.42K
WTER
5114
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$1K ﹤0.01%
53
+40
+308% +$1.94K
BVH
5115
DELISTED
Bluegreen Vacations Holding Corporation
BVH
$1K ﹤0.01%
28
– –
NETI
5116
DELISTED
Eneti Inc.
NETI
$1K ﹤0.01%
22
– –
ACGN
5117
DELISTED
Aceragen Inc
ACGN
$1K ﹤0.01%
19
– –
MTEM
5118
DELISTED
Molecular Templates, Inc.
MTEM
$1K ﹤0.01%
14
+9
+180% +$660
TDW.WS.A
5119
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$1K ﹤0.01%
382
+51
+15% +$135
TDW.WS.B
5120
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$1K ﹤0.01%
412
+55
+15% +$122
TA
5121
DELISTED
TravelCenters of America LLC
TA
$1K ﹤0.01%
48
-60
-56% -$1.36K
JNCE
5122
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
$1K ﹤0.01%
200
– –
MAXR
5123
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$1K ﹤0.01%
249
-1,018
-80% -$5.99K
AMBC.WS
5124
DELISTED
Ambac Financial Group
AMBC.WS
$1K ﹤0.01%
125
– –
ALR
5125
DELISTED
AlerisLife Inc
ALR
$1K ﹤0.01%
72
– –
203 204
205
206 207

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Ladenburg Thalmann Financial Services held 5,585 positions worth $13.1B, up 18% from $11.1B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $678M of net new capital in Q1 2019, opening 190 new positions and adding to 2,536 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 6.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core High Dividend ETF, an estimated $50.3M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2019 buy was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $78.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2019 reduction was iShares Core High Dividend ETF, cutting an estimated $50.3M.
  • Ladenburg Thalmann Financial Services fully exited Apptio, Inc. Class A Common Stock in Q1 2019, selling an estimated $4.91M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $13.1B portfolio in Q1 2019.
  • Ladenburg Thalmann Financial Services opened 190 new positions and closed 223 in Q1 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 18% quarter-over-quarter to $13.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2019, filed 15 May 2019.