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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$13.1B
AUM Growth
+$1.99B
Cap. Flow
+$678M
Cap. Flow %
5.18%
Top 10 Hldgs %
14.09%
Holding
5,585
New
190
Increased
2,536
Reduced
1,656
Closed
223

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$78.1M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$52.5M
3
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$33.2M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$32.5M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$31M

Top Sells

Rank Stock Value
1
HDV
iShares Core High Dividend ETF
HDV
+$50.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$42.7M
3
TTE icon
TotalEnergies
TTE
+$38.4M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$30.6M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$28.6M

Sector Composition

Rank Sector Weight
1 Technology 7.28%
2 Financials 5.64%
3 Industrials 4.29%
4 Healthcare 4%
5 Consumer Discretionary 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIM icon
5076
Grupo SIMEC
SIM
$1K ﹤0.01%
150
– –
SMSI icon
5077
Smith Micro Software
SMSI
$16.8M
$1K ﹤0.01%
6
– –
SNOA icon
5078
Sonoma Pharmaceuticals
SNOA
$6.37M
$1K ﹤0.01%
8
– –
SPCE icon
5079
Virgin Galactic
SPCE
$495M
$1K ﹤0.01%
+5
New +$1.01K
SPDN icon
5080
Direxion Daily S&P 500 Bear 1X ETF
SPDN
$199M
$1K ﹤0.01%
27
+1
+4% +$29
SRG
5081
Seritage Growth Properties
SRG
$135M
$1K ﹤0.01%
21
-1
-5% -$42
SSTK icon
5082
Shutterstock
SSTK
$206M
$1K ﹤0.01%
32
-2
-6% -$84
SSY
5083
DELISTED
SunLink Health Systems
SSY
$1K ﹤0.01%
362
– –
TBLL icon
5084
Invesco Short Term Treasury ETF
TBLL
$2.85B
$1K ﹤0.01%
7
– –
TG icon
5085
Tredegar Corp
TG
$277M
$1K ﹤0.01%
68
– –
TGLS icon
5086
Tecnoglass Holdings Inc.
TGLS
$1.87B
$1K ﹤0.01%
+100
New +$820
THR
5087
DELISTED
Thermon Group Holdings
THR
$1K ﹤0.01%
44
-1
-2% -$24
TIMB icon
5088
TIM SA
TIMB
$8.67B
$1K ﹤0.01%
80
-20
-20% -$323
TRIB
5089
Trinity Biotech
TRIB
$8.27M
$1K ﹤0.01%
2
– –
UJAN icon
5090
Innovator US Equity Ultra Buffer ETF January
UJAN
$272M
$1K ﹤0.01%
+39
New +$1.02K
VEON icon
5091
VEON
VEON
$3.88B
$1K ﹤0.01%
10
– –
VNDA icon
5092
Vanda Pharmaceuticals
VNDA
$307M
$1K ﹤0.01%
50
– –
VRCA icon
5093
Verrica Pharmaceuticals
VRCA
$89M
$1K ﹤0.01%
12
– –
YANG icon
5094
Direxion Daily FTSE China Bear 3X ETF
YANG
$96.3M
$1K ﹤0.01%
1
– –
YCBD icon
5095
cbdMD
YCBD
$6.01M
$1K ﹤0.01%
1
– –
VRN
5096
DELISTED
Veren
VRN
$1K ﹤0.01%
155
– –
ENFY
5097
DELISTED
Enlightify Inc
ENFY
$1K ﹤0.01%
146
– –
NPKI
5098
NPK International
NPKI
$1.19B
$1K ﹤0.01%
151
– –
CMRX
5099
DELISTED
Chimerix, Inc.
CMRX
$1K ﹤0.01%
+330
New +$752
SASR
5100
DELISTED
Sandy Spring Bancorp Inc
SASR
$1K ﹤0.01%
42
– –
202 203
204
205 206

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Ladenburg Thalmann Financial Services held 5,585 positions worth $13.1B, up 18% from $11.1B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $678M of net new capital in Q1 2019, opening 190 new positions and adding to 2,536 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 6.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core High Dividend ETF, an estimated $50.3M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2019 buy was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $78.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2019 reduction was iShares Core High Dividend ETF, cutting an estimated $50.3M.
  • Ladenburg Thalmann Financial Services fully exited Apptio, Inc. Class A Common Stock in Q1 2019, selling an estimated $4.91M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $13.1B portfolio in Q1 2019.
  • Ladenburg Thalmann Financial Services opened 190 new positions and closed 223 in Q1 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 18% quarter-over-quarter to $13.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2019, filed 15 May 2019.