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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.32%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.26B
AUM Growth
+$578M
Cap. Flow
+$414M
Cap. Flow %
6.61%
Top 10 Hldgs %
13.79%
Holding
5,111
New
226
Increased
2,179
Reduced
1,427
Closed
197

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$55.8M
2
HDV
iShares Core High Dividend ETF
HDV
+$26.1M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$19.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.5M
5
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$15.6M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$23.5M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$14.8M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.5M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$10.8M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$10.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.63%
2 Financials 5.21%
3 Industrials 4.96%
4 Technology 4.7%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BVSN
5051
DELISTED
Broadvision Inc Com
BVSN
$0 ﹤0.01%
115
-5
-4% -$33
CNY
5052
DELISTED
Market Vectors-Renminbi
CNY
– –
-3,720
Closed -$155K
FXCH
5053
DELISTED
Invesco CurrencyShares Chinese Renminbi Trust
FXCH
– –
-1,310
Closed -$99K
FXSG
5054
DELISTED
Invesco CurrencyShares Singapore Dollar Trust
FXSG
– –
-70
Closed -$5K
FWDD
5055
DELISTED
Madrona Domestic ETF
FWDD
– –
-435
Closed -$18K
GLF
5056
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
– –
-27
Closed –
IMUC
5057
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$0 ﹤0.01%
70
+25
+56% +$257
CGG
5058
DELISTED
CGG
CGG
$0 ﹤0.01%
2
– –
JMBA
5059
DELISTED
Jamba, Inc.
JMBA
– –
-29
Closed –
KODK.WS.A
5060
DELISTED
Eastman Kodak Company
KODK.WS.A
$0 ﹤0.01%
5
-7
-58% -$17
ARLZ
5061
DELISTED
Aralez Pharmaceuticals Inc.
ARLZ
$0 ﹤0.01%
+39
New +$147
SGY
5062
DELISTED
Stone Energy
SGY
$0 ﹤0.01%
3
– –
OREX
5063
DELISTED
Orexigen Therapeutics, Inc.
OREX
$0 ﹤0.01%
85
+50
+143% +$226
SSN
5064
DELISTED
Samson Oil & Gas Limited
SSN
$0 ﹤0.01%
133
– –
AMFW
5065
DELISTED
AMEC Foster Wheeler plc
AMFW
$0 ﹤0.01%
44
– –
DYN.WS
5066
DELISTED
Dynegy Inc,
DYN.WS
$0 ﹤0.01%
68
– –
AST.WS
5067
DELISTED
Asterias Biotherapeutics Inc. Warrants (expiring September 29, 2017)
AST.WS
$0 ﹤0.01%
+134
New +$70
MRVC
5068
DELISTED
MRV Communications Inc
MRVC
$0 ﹤0.01%
17
– –
KMI.WS
5069
DELISTED
Kinder Morgan Inc
KMI.WS
$0 ﹤0.01%
7,317
-160
-2% -$4
GEQ
5070
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
– –
-750
Closed -$12K
FDML
5071
DELISTED
Federal-Mogul Holdings Corporation
FDML
– –
-1,124
Closed -$11K
CKEC
5072
DELISTED
Carmike Cinemas Inc
CKEC
– –
-147
Closed -$4K
NWBO
5073
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$0 ﹤0.01%
1,300
– –
EPRS
5074
DELISTED
EPIRUS BIOPHARMACEUTICALS INC COM
EPRS
$0 ﹤0.01%
10
-89,990
-100% -$145K
HYF
5075
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
– –
-29,170
Closed -$52K
200 201 202
203
204

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HAM
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Ladenburg Thalmann Financial Services's Q2 2016 Portfolio in Review

As of Q2 2016, Ladenburg Thalmann Financial Services held 5,111 positions worth $6.26B, up 10% from $5.68B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $414M of net new capital in Q2 2016, opening 226 new positions and adding to 2,179 existing holdings. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.6% of assets, up from 5.5% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $23.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q2 2016 buy was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Value ETF in Q2 2016, an estimated $55.8M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2016 reduction was iShares Core Dividend Growth ETF, cutting an estimated $23.5M.
  • Ladenburg Thalmann Financial Services fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $912K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $6.26B portfolio in Q2 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 197 in Q2 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $6.26B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2016, filed 15 Aug 2016.