LTFS
NWBO

Ladenburg Thalmann Financial Services’s Northwest Biotherapeutics, Inc. Common stock NWBO Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio NWBO Stock Details NWBO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-1,300
Closed – – 5152
2016
Q3 		$0 Hold
1,300
– – ﹤0.01% 5104
2016
Q2 		$0 Hold
1,300
– – ﹤0.01% 5087
2016
Q1 		$2K Buy
1,300
+200
+18% +$395 ﹤0.01% 4471
2015
Q4 		$4K Hold
1,100
– – ﹤0.01% 4207
2015
Q3 		$7K Sell
1,100
-6,700
-86% -$62.6K ﹤0.01% 3805
2015
Q2 		$77K Hold
7,800
– – ﹤0.01% 2297
2015
Q1 		$57K Buy
7,800
+7,200
+1,200% +$48.5K ﹤0.01% 2467
2014
Q4 		$3K Buy
+600
New +$3.07K ﹤0.01% 4010

Other funds holding NWBO

WIM
Woodford Investment Management London, United Kingdom $310M AUM 17.41% 1-Year Est. Return
CDH
Charles D. Hyman $1.79B AUM 17.18% 1-Year Est. Return
WS
Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return
MBT
Montecito Bank & Trust Santa Barbara, California $668M AUM 24.84% 1-Year Est. Return
BIP
Brandes Investment Partners La Jolla, California $14.1B AUM 25.52% 1-Year Est. Return
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return
BW
Biegel & Waller Columbia, Maryland $179M AUM 1.6% 1-Year Est. Return
MPI
Mairs & Power Inc St Paul, Minnesota $9.79B AUM 20.6% 1-Year Est. Return

Ladenburg Thalmann Financial Services's NWBO Position: Q4 2016 in Review

Ladenburg Thalmann Financial Services sold out of Northwest Biotherapeutics, Inc. Common stock (NWBO) in Q4 2016, closing a stake of 1,300 shares.

Ladenburg Thalmann Financial Services first reported a position in NWBO in Q4 2014 and held it in 8 quarters. The position peaked at $77K in Q2 2015. 8 funds tracked by Wall St. Rank hold NWBO as of Q4 2016.

  • Ladenburg Thalmann Financial Services reported no remaining Northwest Biotherapeutics, Inc. Common stock position as of Q4 2016 after selling out during the quarter.
  • Ladenburg Thalmann Financial Services sold 1,300 Northwest Biotherapeutics, Inc. Common stock shares in Q4 2016.
  • Ladenburg Thalmann Financial Services first reported a position in Northwest Biotherapeutics, Inc. Common stock in Q4 2014 and held it in 8 quarters.
  • Ladenburg Thalmann Financial Services's Northwest Biotherapeutics, Inc. Common stock position peaked at $77K in Q2 2015.
  • 8 funds tracked by Wall St. Rank held Northwest Biotherapeutics, Inc. Common stock as of Q4 2016.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.