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NWBO

Northwest Biotherapeutics, Inc. Common stock
NWBO

Delisted

NWBO was delisted on the 16th of December, 2016.

80 hedge funds and large institutions have $124M invested in Northwest Biotherapeutics, Inc. Common stock in 2015 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 26 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 20

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

1% more funds holding

Funds holding: 7980 (+1)

3% more call options, than puts

Call options by funds: $2.74M | Put options by funds: $2.65M

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

41% less capital invested

Capital invested by funds: $211M → $124M (-$86.5M)

Holders
80
Holders Change
+1
Holders Change %
+1.27%
% of All Funds
2.1%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
26
Reduced
20
Closed
8
Calls
$2.74M
Puts
$2.65M
Net Calls
+$90K
Net Calls Change
+$6.75M
Name Holding Trade Value Shares
Change
Change in
Stake
WIM
1
Woodford Investment Management
United Kingdom
$82.9M +$26.2M +5,454,545 +27%
CS
2
Credit Suisse
Switzerland
$6.35M -$3.81M -791,559 -29%
Vanguard Group
3
Vanguard Group
Pennsylvania
$5.82M +$727K +151,206 +9%
BFA
4
BlackRock Fund Advisors
California
$4.14M +$322K +67,024 +5%
BIT
5
BlackRock Institutional Trust
California
$3.68M +$94.3K +19,620 +2%
SM
6
Sabby Management
Florida
$2.94M +$1.66M +345,424 +60%
State Street
7
State Street
Massachusetts
$2.21M -$7.32K -1,523 -0.2%
Goldman Sachs
8
Goldman Sachs
New York
$1.99M +$24.3K +5,045 +0.8%
Northern Trust
9
Northern Trust
Illinois
$1.61M -$44K -9,152 -2%
Morgan Stanley
10
Morgan Stanley
New York
$1.14M +$604K +125,694 +55%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$954K +$2.56K +533 +0.2%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$782K +$86.5K +17,983 +8%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$726K -$2.57M -534,714 -70%
OAM
14
Oxford Asset Management
United Kingdom
$653K +$977K +203,147 New
LPL Financial
15
LPL Financial
California
$612K +$478K +99,329 +98%
BIM
16
BlackRock Investment Management
Delaware
$531K +$8.55K +1,778 +1%
TCIM
17
TIAA CREF Investment Management
New York
$504K
Creative Planning
18
Creative Planning
Kansas
$451K +$45.2K +9,400 +7%
Renaissance Technologies
19
Renaissance Technologies
New York
$445K +$535K +111,275 +401%
Wellington Management Group
20
Wellington Management Group
Massachusetts
$423K
WS
21
Wedbush Securities
California
$406K
Zurich Cantonal Bank
22
Zurich Cantonal Bank
Switzerland
$342K +$20K +4,162 +4%
FM
23
Family Management
New York
$288K -$482K -100,141 -53%
California State Teachers Retirement System (CalSTRS)
24
California State Teachers Retirement System (CalSTRS)
California
$277K +$7.25K +1,507 +2%
MBT
25
Montecito Bank & Trust
California
$242K

NWBO Hedge Fund Activity: Q4 2015 in Review

80 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in Northwest Biotherapeutics, Inc. Common stock (NWBO) for Q4 2015, worth a combined $124M — down 41% from $211M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new NWBO positions and 8 closed out — a net gain of 1 holder — while 26 added to existing stakes and 20 trimmed.

The largest buyer was Woodford Investment Management, adding an estimated $26.2M. The largest seller was Credit Suisse, cutting an estimated $3.81M.

  • 80 institutional investors held Northwest Biotherapeutics, Inc. Common stock (NWBO) as of Q4 2015, up from 79 in Q3 2015.
  • Funds reported $124M of Northwest Biotherapeutics, Inc. Common stock stock for Q4 2015, down 41% quarter-over-quarter.
  • 9 funds opened new Northwest Biotherapeutics, Inc. Common stock positions in Q4 2015 and 8 closed out, a net change of +1 holder.
  • The largest Northwest Biotherapeutics, Inc. Common stock buyer in Q4 2015 was Woodford Investment Management, an estimated $26.2M added.
  • The largest Northwest Biotherapeutics, Inc. Common stock seller in Q4 2015 was Credit Suisse, an estimated $3.81M sold.

Based on aggregated 13F filings for Q4 2015.