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NWBO

Northwest Biotherapeutics, Inc. Common stock
NWBO

Delisted

NWBO was delisted on the 16th of December, 2016.

27 hedge funds and large institutions have $16.8M invested in Northwest Biotherapeutics, Inc. Common stock in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 7 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

133% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 3

88% more capital invested

Capital invested by funds: $8.95M → $16.8M (+$7.88M)

35% more funds holding

Funds holding: 2027 (+7)

16% more call options, than puts

Call options by funds: $135K | Put options by funds: $116K

Holders
27
Holders Change
+7
Holders Change %
+35%
% of All Funds
0.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
7
Reduced
3
Closed
2
Calls
$135K
Puts
$116K
Net Calls
+$19K
Net Calls Change
-$22K
Name Holding Trade Value Shares
Change
Change in
Stake
Franklin Resources
1
Franklin Resources
California
$7.28M +$7.57M +2,174,144 New
SM
2
Sabby Management
Florida
$3.28M +$375K +107,816 +12%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.37M +$1.42M +408,158 New
Vanguard Group
4
Vanguard Group
Pennsylvania
$1.25M +$7.38K +2,120 +0.6%
WA
5
Whitebox Advisors
Minnesota
$946K -$1.67M -478,725 -63%
CS
6
Credit Suisse
Switzerland
$922K +$109K +31,188 +13%
Allianz Asset Management
7
Allianz Asset Management
Germany
$630K
Geode Capital Management
8
Geode Capital Management
Massachusetts
$212K +$221K +63,360 New
BFA
9
BlackRock Fund Advisors
California
$203K +$16.5K +4,734 +9%
WC
10
Woodstock Corp
Massachusetts
$150K +$92.1K +26,463 +146%
CL
11
Croft-Leominster
Maryland
$114K +$118K +34,000 New
Nomura Holdings
12
Nomura Holdings
Japan
$111K +$10.4K +3,000 +10%
Northern Trust
13
Northern Trust
Illinois
$70K +$73.4K +21,077 New
CDH
14
Charles D. Hyman
$68K
KA
15
Kovack Advisors
Florida
$43K -$14.7K -4,229 -25%
California Public Employees Retirement System
16
California Public Employees Retirement System
California
$41K
FM
17
Family Management
New York
$41K
State Street
18
State Street
Massachusetts
$40K
GC
19
Guggenheim Capital
Illinois
$34K +$35.2K +10,122 New
Bank of America
20
Bank of America
North Carolina
$17K +$7.57K +2,175 +77%
U
21
UBS
Switzerland
$9K
Barclays
22
Barclays
United Kingdom
$7K +$7.66K +2,200 New
AllianceBernstein
23
AllianceBernstein
Tennessee
$1K +$1.22K +351 New
Manulife (Manufacturers Life Insurance)
24
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4 -$1.15K -329 -21%
BIT
25
BlackRock Institutional Trust
California
-$124K -37,033 Closed

NWBO Hedge Fund Activity: Q3 2013 in Review

27 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Northwest Biotherapeutics, Inc. Common stock (NWBO) for Q3 2013, worth a combined $16.8M — up 88% from $8.95M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new NWBO positions and 2 closed out — a net gain of 7 holders — while 7 added to existing stakes and 3 trimmed.

The largest buyer was Franklin Resources, opening a new position worth an estimated $7.57M. The largest seller was Whitebox Advisors, cutting an estimated $1.67M.

  • 27 institutional investors held Northwest Biotherapeutics, Inc. Common stock (NWBO) as of Q3 2013, up from 20 in Q2 2013.
  • Funds reported $16.8M of Northwest Biotherapeutics, Inc. Common stock stock for Q3 2013, up 88% quarter-over-quarter.
  • 9 funds opened new Northwest Biotherapeutics, Inc. Common stock positions in Q3 2013 and 2 closed out, a net change of +7 holders.
  • The largest Northwest Biotherapeutics, Inc. Common stock buyer in Q3 2013 was Franklin Resources, an estimated $7.57M added.
  • The largest Northwest Biotherapeutics, Inc. Common stock seller in Q3 2013 was Whitebox Advisors, an estimated $1.67M sold.

Based on aggregated 13F filings for Q3 2013.