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NWBO

Northwest Biotherapeutics, Inc. Common stock
NWBO

Delisted

NWBO was delisted on the 16th of December, 2016.

44 hedge funds and large institutions have $23.5M invested in Northwest Biotherapeutics, Inc. Common stock in 2013 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 13 increasing their positions, 2 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

567% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 3

550% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 2

63% more funds holding

Funds holding: 2744 (+17)

39% more capital invested

Capital invested by funds: $16.8M → $23.5M (+$6.63M)

82% less call options, than puts

Call options by funds: $180K | Put options by funds: $1.02M

Holders
44
Holders Change
+17
Holders Change %
+62.96%
% of All Funds
1.28%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
20
Increased
13
Reduced
2
Closed
3
Calls
$180K
Puts
$1.02M
Net Calls
-$836K
Net Calls Change
-$855K
Name Holding Trade Value Shares
Change
Change in
Stake
Franklin Resources
1
Franklin Resources
California
$8.2M
Vanguard Group
2
Vanguard Group
Pennsylvania
$2.69M +$1.32M +340,567 +91%
Goldman Sachs
3
Goldman Sachs
New York
$2.34M +$2.4M +620,700 New
WA
4
Whitebox Advisors
Minnesota
$2.07M +$1.03M +266,677 +95%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.95M +$426K +110,073 +27%
CS
6
Credit Suisse
Switzerland
$1.26M +$234K +60,349 +22%
Allianz Asset Management
7
Allianz Asset Management
Germany
$707K
MAM
8
Majedie Asset Management
United Kingdom
$567K +$583K +150,579 New
BFIC
9
Bedell Frazier Investment Counselling
California
$428K +$440K +113,650 New
Geode Capital Management
10
Geode Capital Management
Massachusetts
$362K +$127K +32,833 +52%
BFA
11
BlackRock Fund Advisors
California
$289K +$63.8K +16,498 +27%
Jane Street
12
Jane Street
New York
$277K +$285K +73,530 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$270K +$277K +71,675 New
BA
14
BlackRock Advisors
Delaware
$212K +$218K +56,241 New
Northern Trust
15
Northern Trust
Illinois
$205K +$129K +33,441 +159%
WC
16
Woodstock Corp
Massachusetts
$183K +$15.5K +4,000 +9%
U
17
UBS
Switzerland
$169K +$163K +42,212 +1,501%
CDH
18
Charles D. Hyman
$148K +$73.5K +19,000 +93%
Chevy Chase Trust
19
Chevy Chase Trust
Maryland
$139K +$143K +36,865 New
Bank of America
20
Bank of America
North Carolina
$128K +$112K +29,036 +581%
Morgan Stanley
21
Morgan Stanley
New York
$124K +$128K +32,949 New
Bank of New York Mellon
22
Bank of New York Mellon
New York
$118K +$122K +31,416 New
FM
23
Family Management
New York
$100K +$55.1K +14,250 +116%
CL
24
Croft-Leominster
Maryland
$90K -$38.7K -10,000 -29%
CWM
25
Concert Wealth Management
California
$88K +$86.9K +22,453 New

NWBO Hedge Fund Activity: Q4 2013 in Review

44 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Northwest Biotherapeutics, Inc. Common stock (NWBO) for Q4 2013, worth a combined $23.5M — up 39% from $16.8M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new NWBO positions and 3 closed out — a net gain of 17 holders — while 13 added to existing stakes and 2 trimmed.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $2.4M. The largest seller was Sabby Management, exiting entirely with an estimated $3.79M sold.

  • 44 institutional investors held Northwest Biotherapeutics, Inc. Common stock (NWBO) as of Q4 2013, up from 27 in Q3 2013.
  • Funds reported $23.5M of Northwest Biotherapeutics, Inc. Common stock stock for Q4 2013, up 39% quarter-over-quarter.
  • 20 funds opened new Northwest Biotherapeutics, Inc. Common stock positions in Q4 2013 and 3 closed out, a net change of +17 holders.
  • The largest Northwest Biotherapeutics, Inc. Common stock buyer in Q4 2013 was Goldman Sachs, an estimated $2.4M added.
  • The largest Northwest Biotherapeutics, Inc. Common stock seller in Q4 2013 was Sabby Management, an estimated $3.79M sold.

Based on aggregated 13F filings for Q4 2013.