Nomura Holdings’s Northwest Biotherapeutics, Inc. Common stock NWBO Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-10,400	Closed	-$71K	–	2336
2014 Q2	$71K	Buy	+10,400	New	+$71K	﹤0.01%	1774
2013 Q4	–	Sell	-33,100	Closed	-$111K	–	2535
2013 Q3	$111K	Buy	33,100 +3,000	+10%	+$10.1K	﹤0.01%	1950
2013 Q2	$100K	Buy	+30,100	New	+$100K	﹤0.01%	1909