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NWBO

Northwest Biotherapeutics, Inc. Common stock
NWBO

Delisted

NWBO was delisted on the 16th of December, 2016.

71 hedge funds and large institutions have $43.3M invested in Northwest Biotherapeutics, Inc. Common stock in 2014 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 23 increasing their positions, 18 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 18

11% less funds holding

Funds holding: 8071 (-9)

23% less capital invested

Capital invested by funds: $56.5M → $43.3M (-$13.2M)

46% less call options, than puts

Call options by funds: $1.08M | Put options by funds: $2M

47% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 17

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
71
Holders Change
-9
Holders Change %
-11.25%
% of All Funds
2.06%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
9
Increased
23
Reduced
18
Closed
17
Calls
$1.08M
Puts
$2M
Net Calls
-$917K
Net Calls Change
-$245K
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$5.64M +$901K +146,575 +15%
Franklin Resources
2
Franklin Resources
California
$5.16M -$385K -62,579 -6%
BFA
3
BlackRock Fund Advisors
California
$4.3M -$129K -21,046 -2%
Goldman Sachs
4
Goldman Sachs
New York
$4.26M +$21K +3,412 +0.4%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.58M -$13.2K -2,150 -0.4%
Northern Trust
6
Northern Trust
Illinois
$1.91M +$1.76M +286,441 +306%
BIT
7
BlackRock Institutional Trust
California
$1.79M -$263K -42,849 -11%
State Street
8
State Street
Massachusetts
$1.73M +$90.3K +14,698 +4%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.3M -$25.6K -4,168 -2%
Morgan Stanley
10
Morgan Stanley
New York
$1.18M +$106K +17,172 +8%
Wellington Management Group
11
Wellington Management Group
Massachusetts
$1.18M +$1.44M +234,005 New
Geode Capital Management
12
Geode Capital Management
Massachusetts
$1.12M +$13K +2,121 +1%
TCIM
13
TIAA CREF Investment Management
New York
$1.01M +$101K +16,500 +9%
CA
14
Commerzbank Aktiengesellschaft
Germany
$819K +$3.07K +500 +0.3%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$760K +$10.9K +1,770 +1%
MAM
16
Majedie Asset Management
United Kingdom
$757K
American Century Companies
17
American Century Companies
Missouri
$714K +$872K +141,973 New
BFIC
18
Bedell Frazier Investment Counselling
California
$540K -$35.6K -5,800 -5%
BIM
19
BlackRock Investment Management
Delaware
$527K +$9.51K +1,547 +1%
Creative Planning
20
Creative Planning
Kansas
$513K +$627K +102,000 New
LPL Financial
21
LPL Financial
California
$389K +$55.9K +9,100 +13%
KCM
22
Knoll Capital Management
Florida
$337K -$819K -133,265 -67%
FM
23
Family Management
New York
$331K +$147K +24,000 +57%
California State Teachers Retirement System (CalSTRS)
24
California State Teachers Retirement System (CalSTRS)
California
$328K +$2.29K +372 +0.6%
Bank of America
25
Bank of America
North Carolina
$320K +$43.4K +7,068 +12%

NWBO Hedge Fund Activity: Q3 2014 in Review

71 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Northwest Biotherapeutics, Inc. Common stock (NWBO) for Q3 2014, worth a combined $43.3M — down 23% from $56.5M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of NWBO and 9 opened new positions — a net loss of 8 holders — while 18 trimmed existing stakes and 23 added.

The largest buyer was Northern Trust, adding an estimated $1.76M. The largest seller was Allianz Asset Management, exiting entirely with an estimated $1.14M sold.

  • 71 institutional investors held Northwest Biotherapeutics, Inc. Common stock (NWBO) as of Q3 2014, down from 80 in Q2 2014.
  • Funds reported $43.3M of Northwest Biotherapeutics, Inc. Common stock stock for Q3 2014, down 23% quarter-over-quarter.
  • 9 funds opened new Northwest Biotherapeutics, Inc. Common stock positions in Q3 2014 and 17 closed out, a net change of -8 holders.
  • The largest Northwest Biotherapeutics, Inc. Common stock buyer in Q3 2014 was Northern Trust, an estimated $1.76M added.
  • The largest Northwest Biotherapeutics, Inc. Common stock seller in Q3 2014 was Allianz Asset Management, an estimated $1.14M sold.

Based on aggregated 13F filings for Q3 2014.