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NWBO

Northwest Biotherapeutics, Inc. Common stock
NWBO

Delisted

NWBO was delisted on the 16th of December, 2016.

80 hedge funds and large institutions have $56.5M invested in Northwest Biotherapeutics, Inc. Common stock in 2014 Q2 according to their latest regulatory filings, with 30 funds opening new positions, 23 increasing their positions, 15 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

275% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 8

53% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 15

38% more funds holding

Funds holding: 5880 (+22)

8% more capital invested

Capital invested by funds: $52.5M → $56.5M (+$4.07M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

12% less call options, than puts

Call options by funds: $4.9M | Put options by funds: $5.57M

Holders
80
Holders Change
+22
Holders Change %
+37.93%
% of All Funds
2.3%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
30
Increased
23
Reduced
15
Closed
8
Calls
$4.9M
Puts
$5.57M
Net Calls
-$672K
Net Calls Change
-$2.08M
Name Holding Trade Value Shares
Change
Change in
Stake
Franklin Resources
1
Franklin Resources
California
$7.3M -$9.09M -1,427,825 -57%
Vanguard Group
2
Vanguard Group
Pennsylvania
$6.55M +$816K +128,231 +15%
BFA
3
BlackRock Fund Advisors
California
$5.88M +$5.02M +789,219 +903%
Goldman Sachs
4
Goldman Sachs
New York
$5.66M +$1.48M +233,015 +38%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.46M -$17.2K -2,702 -0.5%
BIT
6
BlackRock Institutional Trust
California
$2.68M +$2.28M +358,528 +877%
State Street
7
State Street
Massachusetts
$2.2M +$2.01M +315,345 +2,503%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.76M +$319K +50,144 +24%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$1.48M +$397K +62,368 +40%
Morgan Stanley
10
Morgan Stanley
New York
$1.46M +$35.4K +5,554 +3%
KCM
11
Knoll Capital Management
Florida
$1.34M
TCIM
12
TIAA CREF Investment Management
New York
$1.24M +$1.17M +184,132 New
Allianz Asset Management
13
Allianz Asset Management
Germany
$1.14M -$112K -17,550 -9%
CA
14
Commerzbank Aktiengesellschaft
Germany
$1.09M +$577K +90,630 +126%
MAM
15
Majedie Asset Management
United Kingdom
$1.01M
Bank of New York Mellon
16
Bank of New York Mellon
New York
$1M +$700K +110,049 +281%
D.E. Shaw & Co
17
D.E. Shaw & Co
New York
$949K +$900K +141,397 New
BFIC
18
Bedell Frazier Investment Counselling
California
$760K +$15.8K +2,480 +2%
BIM
19
BlackRock Investment Management
Delaware
$692K +$657K +103,161 New
Northern Trust
20
Northern Trust
Illinois
$628K +$253K +39,763 +74%
LPL Financial
21
LPL Financial
California
$479K +$454K +71,342 New
California State Teachers Retirement System (CalSTRS)
22
California State Teachers Retirement System (CalSTRS)
California
$435K +$413K +64,900 New
Bank of America
23
Bank of America
North Carolina
$380K +$258K +40,600 +254%
SG Americas Securities
24
SG Americas Securities
New York
$380K +$273K +42,852 +311%
AQR Capital Management
25
AQR Capital Management
Connecticut
$358K +$340K +53,400 New

NWBO Hedge Fund Activity: Q2 2014 in Review

80 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Northwest Biotherapeutics, Inc. Common stock (NWBO) for Q2 2014, worth a combined $56.5M — up 7.8% from $52.5M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new NWBO positions and 8 closed out — a net gain of 22 holders — while 23 added to existing stakes and 15 trimmed.

The largest buyer was BlackRock Fund Advisors, adding an estimated $5.02M. The largest seller was Franklin Resources, cutting an estimated $9.09M.

  • 80 institutional investors held Northwest Biotherapeutics, Inc. Common stock (NWBO) as of Q2 2014, up from 58 in Q1 2014.
  • Funds reported $56.5M of Northwest Biotherapeutics, Inc. Common stock stock for Q2 2014, up 7.8% quarter-over-quarter.
  • 30 funds opened new Northwest Biotherapeutics, Inc. Common stock positions in Q2 2014 and 8 closed out, a net change of +22 holders.
  • The largest Northwest Biotherapeutics, Inc. Common stock buyer in Q2 2014 was BlackRock Fund Advisors, an estimated $5.02M added.
  • The largest Northwest Biotherapeutics, Inc. Common stock seller in Q2 2014 was Franklin Resources, an estimated $9.09M sold.

Based on aggregated 13F filings for Q2 2014.