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NWBO

Northwest Biotherapeutics, Inc. Common stock
NWBO

Delisted

NWBO was delisted on the 16th of December, 2016.

79 hedge funds and large institutions have $211M invested in Northwest Biotherapeutics, Inc. Common stock in 2015 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 32 increasing their positions, 22 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 22

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5% less funds holding

Funds holding: 8379 (-4)

28% less capital invested

Capital invested by funds: $291M → $211M (-$80.2M)

29% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 14

51% less call options, than puts

Call options by funds: $6.46M | Put options by funds: $13.1M

Holders
79
Holders Change
-4
Holders Change %
-4.82%
% of All Funds
2.2%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
32
Reduced
22
Closed
14
Calls
$6.46M
Puts
$13.1M
Net Calls
-$6.66M
Net Calls Change
+$2.51M
Name Holding Trade Value Shares
Change
Change in
Stake
WIM
1
Woodford Investment Management
United Kingdom
$128M +$35M +3,740,000 +22%
CS
2
Credit Suisse
Switzerland
$17.3M +$17.2M +1,838,336 +196%
Vanguard Group
3
Vanguard Group
Pennsylvania
$10.4M +$623K +66,603 +4%
BFA
4
BlackRock Fund Advisors
California
$7.67M +$64K +6,847 +0.6%
BIT
5
BlackRock Institutional Trust
California
$7.06M +$2.05M +218,934 +24%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$4.76M +$761K +81,404 +12%
State Street
7
State Street
Massachusetts
$4.34M +$902K +96,467 +16%
Goldman Sachs
8
Goldman Sachs
New York
$3.86M -$13.6M -1,459,769 -70%
SM
9
Sabby Management
Florida
$3.58M +$2.28M +244,118 +74%
Northern Trust
10
Northern Trust
Illinois
$3.21M +$363K +38,857 +8%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$1.86M -$93.3K -9,980 -3%
Morgan Stanley
12
Morgan Stanley
New York
$1.44M -$619K -66,254 -22%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$1.42M -$58.1K -6,216 -3%
FM
14
Family Management
New York
$1.19M +$197K +21,070 +12%
BIM
15
BlackRock Investment Management
Delaware
$1.03M -$44.5K -4,760 -3%
TCIM
16
TIAA CREF Investment Management
New York
$985K
Wellington Management Group
17
Wellington Management Group
Massachusetts
$826K +$1.23M +132,089 New
Creative Planning
18
Creative Planning
Kansas
$823K +$43K +4,600 +4%
WS
19
Wedbush Securities
California
$794K +$164K +17,500 +16%
LPL Financial
20
LPL Financial
California
$671K -$39.7K -4,250 -4%
Zurich Cantonal Bank
21
Zurich Cantonal Bank
Switzerland
$641K +$959K +102,561 New
California State Teachers Retirement System (CalSTRS)
22
California State Teachers Retirement System (CalSTRS)
California
$532K -$2.8K -300 -0.4%
D.E. Shaw & Co
23
D.E. Shaw & Co
New York
$522K +$140K +14,978 +22%
MBT
24
Montecito Bank & Trust
California
$473K
Charles Schwab
25
Charles Schwab
California
$442K

NWBO Hedge Fund Activity: Q3 2015 in Review

79 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in Northwest Biotherapeutics, Inc. Common stock (NWBO) for Q3 2015, worth a combined $211M — down 28% from $291M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of NWBO and 10 opened new positions — a net loss of 4 holders — while 22 trimmed existing stakes and 32 added.

The largest buyer was Woodford Investment Management, adding an estimated $35M. The largest seller was Goldman Sachs, cutting an estimated $13.6M.

  • 79 institutional investors held Northwest Biotherapeutics, Inc. Common stock (NWBO) as of Q3 2015, down from 83 in Q2 2015.
  • Funds reported $211M of Northwest Biotherapeutics, Inc. Common stock stock for Q3 2015, down 28% quarter-over-quarter.
  • 10 funds opened new Northwest Biotherapeutics, Inc. Common stock positions in Q3 2015 and 14 closed out, a net change of -4 holders.
  • The largest Northwest Biotherapeutics, Inc. Common stock buyer in Q3 2015 was Woodford Investment Management, an estimated $35M added.
  • The largest Northwest Biotherapeutics, Inc. Common stock seller in Q3 2015 was Goldman Sachs, an estimated $13.6M sold.

Based on aggregated 13F filings for Q3 2015.