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NWBO

Northwest Biotherapeutics, Inc. Common stock
NWBO

Delisted

NWBO was delisted on the 16th of December, 2016.

75 hedge funds and large institutions have $129M invested in Northwest Biotherapeutics, Inc. Common stock in 2015 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 33 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 11

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

65% more capital invested

Capital invested by funds: $78M → $129M (+$51M)

7% more funds holding

Funds holding: 7075 (+5)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

59% less call options, than puts

Call options by funds: $4.47M | Put options by funds: $10.9M

Holders
75
Holders Change
+5
Holders Change %
+7.14%
% of All Funds
2%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
33
Reduced
11
Closed
6
Calls
$4.47M
Puts
$10.9M
Net Calls
-$6.48M
Net Calls Change
-$6.87M
Name Holding Trade Value Shares
Change
Change in
Stake
WIM
1
Woodford Investment Management
United Kingdom
$69.1M +$17.6M +2,616,937 +39%
Vanguard Group
2
Vanguard Group
Pennsylvania
$9.39M +$365K +54,287 +4%
Goldman Sachs
3
Goldman Sachs
New York
$9.19M +$1.15M +170,924 +16%
BFA
4
BlackRock Fund Advisors
California
$8.84M +$875K +130,021 +12%
BIT
5
BlackRock Institutional Trust
California
$6.18M +$2.27M +337,526 +67%
State Street
6
State Street
Massachusetts
$3.51M +$532K +79,045 +20%
Northern Trust
7
Northern Trust
Illinois
$2.96M +$113K +16,756 +4%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$1.75M +$72.5K +10,778 +5%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.69M +$970K +144,213 +170%
Morgan Stanley
10
Morgan Stanley
New York
$1.49M -$516K -76,658 -28%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$1.19M +$47.6K +7,075 +5%
TCIM
12
TIAA CREF Investment Management
New York
$994K +$70.4K +10,463 +8%
BIM
13
BlackRock Investment Management
Delaware
$929K +$105K +15,676 +14%
Creative Planning
14
Creative Planning
Kansas
$921K +$23.6K +3,500 +3%
LPL Financial
15
LPL Financial
California
$701K +$74K +11,000 +13%
FM
16
Family Management
New York
$611K +$108K +16,000 +24%
California State Teachers Retirement System (CalSTRS)
17
California State Teachers Retirement System (CalSTRS)
California
$588K +$57.9K +8,600 +12%
WS
18
Wedbush Securities
California
$564K +$444K +66,000 +629%
MBT
19
Montecito Bank & Trust
California
$558K
BFIC
20
Bedell Frazier Investment Counselling
California
$463K -$330K -49,050 -44%
TA
21
Teachers Advisors
New York
$428K +$52.8K +7,850 +16%
AQR Capital Management
22
AQR Capital Management
Connecticut
$384K
Charles Schwab
23
Charles Schwab
California
$384K
BL
24
Bolton LP
Connecticut
$369K +$336K +50,000 New
AllianceBernstein
25
AllianceBernstein
Tennessee
$324K +$62.6K +9,300 +27%

NWBO Hedge Fund Activity: Q1 2015 in Review

75 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Northwest Biotherapeutics, Inc. Common stock (NWBO) for Q1 2015, worth a combined $129M — up 65% from $78M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new NWBO positions and 6 closed out — a net gain of 5 holders — while 33 added to existing stakes and 11 trimmed.

The largest buyer was Woodford Investment Management, adding an estimated $17.6M. The largest seller was Royal Bank of Canada, exiting entirely with an estimated $2.73M sold.

  • 75 institutional investors held Northwest Biotherapeutics, Inc. Common stock (NWBO) as of Q1 2015, up from 70 in Q4 2014.
  • Funds reported $129M of Northwest Biotherapeutics, Inc. Common stock stock for Q1 2015, up 65% quarter-over-quarter.
  • 11 funds opened new Northwest Biotherapeutics, Inc. Common stock positions in Q1 2015 and 6 closed out, a net change of +5 holders.
  • The largest Northwest Biotherapeutics, Inc. Common stock buyer in Q1 2015 was Woodford Investment Management, an estimated $17.6M added.
  • The largest Northwest Biotherapeutics, Inc. Common stock seller in Q1 2015 was Royal Bank of Canada, an estimated $2.73M sold.

Based on aggregated 13F filings for Q1 2015.