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NWBO

Northwest Biotherapeutics, Inc. Common stock
NWBO

Delisted

NWBO was delisted on the 16th of December, 2016.

70 hedge funds and large institutions have $78M invested in Northwest Biotherapeutics, Inc. Common stock in 2014 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 26 increasing their positions, 11 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

136% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 11

80% more capital invested

Capital invested by funds: $43.3M → $78M (+$34.7M)

20% more call options, than puts

Call options by funds: $2.31M | Put options by funds: $1.92M

9% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 11

1% less funds holding

Funds holding: 7170 (-1)

Holders
70
Holders Change
-1
Holders Change %
-1.41%
% of All Funds
1.87%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
12
Increased
26
Reduced
11
Closed
11
Calls
$2.31M
Puts
$1.92M
Net Calls
+$387K
Net Calls Change
+$1.3M
Name Holding Trade Value Shares
Change
Change in
Stake
WIM
1
Woodford Investment Management
United Kingdom
$36.2M +$34.6M +6,763,050 New
Vanguard Group
2
Vanguard Group
Pennsylvania
$6.52M +$496K +96,886 +9%
Goldman Sachs
3
Goldman Sachs
New York
$5.76M +$1.17M +229,037 +27%
BFA
4
BlackRock Fund Advisors
California
$5.72M +$1.1M +214,493 +25%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.73M -$21K -4,100 -0.8%
BIT
6
BlackRock Institutional Trust
California
$2.68M +$737K +143,963 +40%
State Street
7
State Street
Massachusetts
$2.12M +$276K +53,860 +16%
Northern Trust
8
Northern Trust
Illinois
$2.06M +$26.4K +5,161 +1%
Morgan Stanley
9
Morgan Stanley
New York
$1.49M +$221K +43,093 +18%
American Century Companies
10
American Century Companies
Missouri
$1.23M +$445K +86,928 +61%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$1.21M +$23.6K +4,617 +2%
CA
12
Commerzbank Aktiengesellschaft
Germany
$1.01M +$129K +25,160 +15%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$822K +$13.7K +2,676 +2%
TCIM
14
TIAA CREF Investment Management
New York
$666K -$390K -76,227 -38%
Creative Planning
15
Creative Planning
Kansas
$650K +$99.8K +19,500 +19%
BFIC
16
Bedell Frazier Investment Counselling
California
$599K +$22.6K +4,420 +4%
BIM
17
BlackRock Investment Management
Delaware
$591K +$29.2K +5,707 +5%
LPL Financial
18
LPL Financial
California
$455K +$23.2K +4,543 +6%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$454K -$888K -173,582 -67%
MBT
20
Montecito Bank & Trust
California
$405K +$387K +75,717 New
California State Teachers Retirement System (CalSTRS)
21
California State Teachers Retirement System (CalSTRS)
California
$381K +$30.2K +5,903 +9%
FM
22
Family Management
New York
$358K +$5.12K +1,000 +2%
Bank of America
23
Bank of America
North Carolina
$339K -$2.3K -450 -0.7%
AQR Capital Management
24
AQR Capital Management
Connecticut
$279K
Charles Schwab
25
Charles Schwab
California
$279K

NWBO Hedge Fund Activity: Q4 2014 in Review

70 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Northwest Biotherapeutics, Inc. Common stock (NWBO) for Q4 2014, worth a combined $78M — up 80% from $43.3M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new NWBO positions and 11 closed out — a net gain of 1 holder — while 26 added to existing stakes and 11 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $1.17M. The largest seller was Franklin Resources, exiting entirely with an estimated $5.16M sold.

  • 70 institutional investors held Northwest Biotherapeutics, Inc. Common stock (NWBO) as of Q4 2014, down from 71 in Q3 2014.
  • Funds reported $78M of Northwest Biotherapeutics, Inc. Common stock stock for Q4 2014, up 80% quarter-over-quarter.
  • 12 funds opened new Northwest Biotherapeutics, Inc. Common stock positions in Q4 2014 and 11 closed out, a net change of +1 holder.
  • The largest Northwest Biotherapeutics, Inc. Common stock buyer in Q4 2014 was Goldman Sachs, an estimated $1.17M added.
  • The largest Northwest Biotherapeutics, Inc. Common stock seller in Q4 2014 was Franklin Resources, an estimated $5.16M sold.

Based on aggregated 13F filings for Q4 2014.