Ladenburg Thalmann Financial Services’s Asterias Biotherapeutics Inc. Warrants (expiring September 29, 2017) AST.WS Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2017
Q3
Sell
-142
Closed 5234
2017
Q2
$0 Hold
142
﹤0.01% 5178
2017
Q1
$0 Buy
142
+8
+6% ﹤0.01% 5183
2016
Q4
$0 Hold
134
﹤0.01% 5153
2016
Q3
$0 Hold
134
﹤0.01% 5108
2016
Q2
$0 Buy
+134
New ﹤0.01% 5087