AST.WS

Asterias Biotherapeutics Inc. Warrants (expiring September 29, 2017)

Delisted

AST.WS was delisted on the 26th of September, 2017.

33 hedge funds and large institutions have $449K invested in Asterias Biotherapeutics Inc. Warrants (expiring September 29, 2017) in 2017 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 6 increasing their positions, 4 reducing their positions, and 2 closing their positions.

Holders
33
Holders Change
-2
Holders Change %
-5.71%
% of All Funds
0.82%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
1
Increased
6
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
BC
1
Broadwood Capital
New York
$164K 328,205
Fidelity Investments
2
Fidelity Investments
Massachusetts
$84K 168,703
CL
3
CSS LLC
Illinois
$65K 129,837 +21,295 +20%
Vanguard Group
4
Vanguard Group
Pennsylvania
$45K 89,777
MHP
5
Manatuck Hill Partners
Connecticut
$38K 75,000
BCM
6
Bridgeway Capital Management
Texas
$15K 29,609
VKH
7
Virtu KCG Holdings
New York
$12K 23,007 +23,007 New
Goldman Sachs
8
Goldman Sachs
New York
$10K 20,530
Northern Trust
9
Northern Trust
Illinois
$9K 17,548
UBS Group
10
UBS Group
Switzerland
$2K 3,870 +2,615 +208%
Morgan Stanley
11
Morgan Stanley
New York
$1K 1,345 -305 -18%
New York State Common Retirement Fund
12
New York State Common Retirement Fund
New York
$1K 1,920 -1 -0.1%
AIG
13
American International Group
New York
$1K 1,222 -1 -0.1%
Bank of Montreal
14
Bank of Montreal
Ontario, Canada
$1K 1,008
BlackRock
15
BlackRock
New York
$1K 2,856
Creative Planning
16
Creative Planning
Kansas
$0 126 -5 -4%
CPIG
17
Chicago Partners Investment Group
Illinois
-3 Closed
AA
18
Apriem Advisors
California
-2 Closed
Fifth Third Bancorp
19
Fifth Third Bancorp
Ohio
$0 165
AssetMark Inc
20
AssetMark Inc
California
$0 2
Manulife (Manufacturers Life Insurance)
21
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$0 492
IA
22
IFP Advisors
Florida
$0 262
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$0 142
CG
24
Cutler Group
California
$0 16
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$0 8