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AST.WS

Asterias Biotherapeutics Inc. Warrants (expiring September 29, 2017)

Delisted

AST.WS was delisted on the 26th of September, 2017.

37 hedge funds and large institutions have $394K invested in Asterias Biotherapeutics Inc. Warrants (expiring September 29, 2017) in 2016 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 1 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

177% more capital invested

Capital invested by funds: $142K → $394K (+$251K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

3% less funds holding

Funds holding: 3837 (-1)

50% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 2

90% less repeat investments, than reductions

Existing positions increased: 1 | Existing positions reduced: 10

Holders
37
Holders Change
-1
Holders Change %
-2.63%
% of All Funds
0.99%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
1
Increased
1
Reduced
10
Closed
2
Calls
$1K
Puts
Net Calls
+$1K
Net Calls Change
+$1K
Name Holding Trade Value Shares
Change
Change in
Stake
BC
1
Broadwood Capital
New York
$171K
Fidelity Investments
2
Fidelity Investments
Massachusetts
$93K
Vanguard Group
3
Vanguard Group
Pennsylvania
$45K
MHP
4
Manatuck Hill Partners
Connecticut
$39K +$20.5K +75,000 New
BCM
5
Bridgeway Capital Management
Texas
$15K -1 -0%
Goldman Sachs
6
Goldman Sachs
New York
$11K +$546 +1,997 +11%
Northern Trust
7
Northern Trust
Illinois
$10K
Morgan Stanley
8
Morgan Stanley
New York
$3K -$61 -223 -4%
California State Teachers Retirement System (CalSTRS)
9
California State Teachers Retirement System (CalSTRS)
California
$2K
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
$1K -$2 -7 -0.4%
BIT
11
BlackRock Institutional Trust
California
$1K
JP Morgan Chase
12
JP Morgan Chase
New York
$1K
New York State Common Retirement Fund
13
New York State Common Retirement Fund
New York
$1K
AIG
14
American International Group
New York
$624
CFA
15
CT Financial Advisors
Pennsylvania
$1 -$1 -3 -75%
TA
16
Teachers Advisors
New York
-$1K -2,925 Closed
UBS Group
17
UBS Group
Switzerland
-$290 -1,061 -90%
TCIM
18
TIAA CREF Investment Management
New York
-$51 -186 -55%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
-$7 -26 -76%
WP
20
WealthPLAN Partners
Nebraska
-$3 -26 Closed
Wells Fargo
21
Wells Fargo
California
-$2 -6 -10%
AG
22
Advisor Group
Arizona
-$1 -4 -19%
Creative Planning
23
Creative Planning
Kansas
-$1 -4 -4%

AST.WS Hedge Fund Activity: Q3 2016 in Review

37 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Asterias Biotherapeutics Inc. Warrants (expiring September 29, 2017) (AST.WS) for Q3 2016, worth a combined $394K — up 177% from $142K a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of AST.WS and 1 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 1 added.

The largest buyer was Manatuck Hill Partners, opening a new position worth an estimated $20.5K. The largest seller was Teachers Advisors, exiting entirely with an estimated $1K sold.

  • 37 institutional investors held Asterias Biotherapeutics Inc. Warrants (expiring September 29, 2017) (AST.WS) as of Q3 2016, down from 38 in Q2 2016.
  • Funds reported $394K of Asterias Biotherapeutics Inc. Warrants (expiring September 29, 2017) stock for Q3 2016, up 177% quarter-over-quarter.
  • 1 fund opened new Asterias Biotherapeutics Inc. Warrants (expiring September 29, 2017) positions in Q3 2016 and 2 closed out, a net change of -1 holder.
  • The largest Asterias Biotherapeutics Inc. Warrants (expiring September 29, 2017) buyer in Q3 2016 was Manatuck Hill Partners, an estimated $20.5K added.
  • The largest Asterias Biotherapeutics Inc. Warrants (expiring September 29, 2017) seller in Q3 2016 was Teachers Advisors, an estimated $1K sold.

Based on aggregated 13F filings for Q3 2016.