AST.WS

Asterias Biotherapeutics Inc. Warrants (expiring September 29, 2017)

Delisted

AST.WS was delisted on the 26th of September, 2017.

36 hedge funds and large institutions have $406K invested in Asterias Biotherapeutics Inc. Warrants (expiring September 29, 2017) in 2016 Q4 according to their latest regulatory filings, with 0 funds opening new positions, 6 increasing their positions, 3 reducing their positions, and 1 closing their positions.

Holders
36
Holders Change
-1
Holders Change %
-2.7%
% of All Funds
0.9%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
Increased
6
Reduced
3
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
BC
1
Broadwood Capital
New York
$179K 328,205
Fidelity Investments
2
Fidelity Investments
Massachusetts
$92K 168,703 -14,288 -8%
Vanguard Group
3
Vanguard Group
Pennsylvania
$49K 89,777
MHP
4
Manatuck Hill Partners
Connecticut
$41K 75,000
BCM
5
Bridgeway Capital Management
Texas
$16K 29,609
Goldman Sachs
6
Goldman Sachs
New York
$11K 20,530
Northern Trust
7
Northern Trust
Illinois
$10K 17,552 +4 +0%
California State Teachers Retirement System (CalSTRS)
8
California State Teachers Retirement System (CalSTRS)
California
$2K 4,423
BIT
9
BlackRock Institutional Trust
California
$2K 2,856
Morgan Stanley
10
Morgan Stanley
New York
$1K 1,346 -4,329 -76%
New York State Common Retirement Fund
11
New York State Common Retirement Fund
New York
$1K 1,920
AIG
12
American International Group
New York
$1K 1,223
Deutsche Bank
13
Deutsche Bank
Germany
$1K 1,920
CFA
14
CT Financial Advisors
Pennsylvania
$1 1
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$0 1,008 -579 -36%
MFS
16
MSI Financial Services
Massachusetts
-6 Closed
SIG
17
Stanford Investment Group
California
$0 4
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
$0 165
US Bancorp
19
US Bancorp
Minnesota
$0 137
First Manhattan
20
First Manhattan
New York
$0 26
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$0 8
TCIM
22
TIAA CREF Investment Management
New York
$0 153
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$0 134
AA
24
Apriem Advisors
California
$0 2
AssetMark Inc
25
AssetMark Inc
California
$0 2