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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.97%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$256M
Cap. Flow
+$449M
Cap. Flow %
4.19%
Top 10 Hldgs %
13.12%
Holding
5,409
New
248
Increased
2,455
Reduced
1,673
Closed
156

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$66.6M
2
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$25.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.2M
4
FBND icon
Fidelity Total Bond ETF
FBND
+$22.8M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$18.9M

Top Sells

Rank Stock Value
1
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$40.9M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$40.9M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$36.6M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$35.5M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$28M

Sector Composition

Rank Sector Weight
1 Technology 6.23%
2 Financials 5.95%
3 Industrials 4.72%
4 Healthcare 3.63%
5 Consumer Staples 3.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNMP
5026
DELISTED
Evolve Transition Infrastructure LP
SNMP
$1K ﹤0.01%
3
– –
AMBC.WS
5027
DELISTED
Ambac Financial Group
AMBC.WS
$1K ﹤0.01%
125
– –
USAK
5028
DELISTED
USA Truck Inc
USAK
$1K ﹤0.01%
+50
New +$1.18K
NPTN
5029
DELISTED
NEOPHOTONICS CORP
NPTN
$1K ﹤0.01%
200
– –
TVTY
5030
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$1K ﹤0.01%
23
– –
EVFM
5031
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
$1K ﹤0.01%
6
– –
LORL
5032
DELISTED
Loral Space and Communications, Inc.
LORL
$1K ﹤0.01%
21
+7
+50% +$319
AIMT
5033
DELISTED
Aimmune Therapeutics
AIMT
$1K ﹤0.01%
33
– –
GMO
5034
DELISTED
General Moly, Inc.
GMO
$1K ﹤0.01%
3,000
-900
-23% -$352
AVH
5035
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$1K ﹤0.01%
155
– –
DERM
5036
DELISTED
Dermira, Inc.
DERM
$1K ﹤0.01%
+100
New +$2.18K
MNI
5037
DELISTED
The McClatchy Company Class A Common Stock
MNI
$1K ﹤0.01%
150
– –
DPLO
5038
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$1K ﹤0.01%
75
-185
-71% -$4.32K
MLNT
5039
DELISTED
Melinta Therapeutics, Inc. Common Stock
MLNT
$1K ﹤0.01%
40
-9
-18% -$592
QTRH
5040
DELISTED
Quarterhill Inc. Common Shares
QTRH
$1K ﹤0.01%
1,000
– –
AREX
5041
DELISTED
Approach Resources Inc.
AREX
$1K ﹤0.01%
504
– –
HF
5042
DELISTED
HFF Inc.
HF
$1K ﹤0.01%
+27
New +$1.29K
ESND
5043
DELISTED
Essendant Inc.
ESND
$1K ﹤0.01%
136
– –
GNBC
5044
DELISTED
Green Bancorp, Inc
GNBC
$1K ﹤0.01%
+41
New +$927
DWCH
5045
DELISTED
Datawatch Corp
DWCH
$1K ﹤0.01%
100
– –
JONE
5046
DELISTED
Jones Energy, Inc.
JONE
$1K ﹤0.01%
63
– –
RXIIW
5047
DELISTED
RXi Pharmaceuticals Corporation Warrants expiring 12/16/2021
RXIIW
$1K ﹤0.01%
3,000
-27,000
-90% -$17.6K
PHH
5048
DELISTED
PHH Corporation
PHH
$1K ﹤0.01%
134
– –
NLST
5049
DELISTED
Netlist, Inc.
NLST
$1K ﹤0.01%
5,000
– –
NDRO
5050
DELISTED
Enduro Royalty Trust
NDRO
$1K ﹤0.01%
300
– –
200 201
202
203 204

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2018 Portfolio in Review

As of Q1 2018, Ladenburg Thalmann Financial Services held 5,409 positions worth $10.7B, up 2.4% from $10.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $449M of net new capital in Q1 2018, opening 248 new positions and adding to 2,455 existing holdings. Its largest new stake was BrightSpire Capital: 507,629 shares worth $9.62M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard S&P Mid-Cap 400 Growth ETF, an estimated $40.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2018 buy was BrightSpire Capital: 507,629 shares worth $9.62M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 Growth ETF in Q1 2018, an estimated $66.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2018 reduction was Vanguard S&P Mid-Cap 400 Growth ETF, cutting an estimated $40.9M.
  • Ladenburg Thalmann Financial Services fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q1 2018, selling an estimated $7.59M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.7B portfolio in Q1 2018.
  • Ladenburg Thalmann Financial Services opened 248 new positions and closed 156 in Q1 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 2.4% quarter-over-quarter to $10.7B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2018, filed 15 May 2018.