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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMDX
5001
Insight Molecular Diagnostics
IMDX
$145M
$1K ﹤0.01%
25
– –
PLUR icon
5002
Pluri
PLUR
$18.9M
$1K ﹤0.01%
+13
New +$1.34K
CNSY
5003
Cerenome, Inc. Common Stock
CNSY
$26.4M
– –
0
– –
PTN
5004
Palatin Technologies
PTN
$13.2M
$1K ﹤0.01%
1
– –
QID icon
5005
ProShares UltraShort QQQ
QID
$251M
$1K ﹤0.01%
2
-3,153
-100% -$2.37M
AIXC
5006
AIxCrypto Holdings Inc
AIXC
$16.1M
– –
0
– –
REFR icon
5007
Research Frontiers
REFR
$17.2M
$1K ﹤0.01%
500
– –
RGP icon
5008
Resources Connection
RGP
$144M
$1K ﹤0.01%
+81
New +$1.32K
RIOT icon
5009
Riot Platforms
RIOT
$7.6B
$1K ﹤0.01%
+170
New +$948
RLJ.PRA icon
5010
RLJ Lodging Trust $1.95 Series A Preferred Stock
RLJ.PRA
$322M
$1K ﹤0.01%
+47
New +$1.25K
RMNI icon
5011
Rimini Street
RMNI
$449M
$1K ﹤0.01%
+204
New +$1.31K
SAMG icon
5012
Silvercrest Asset Management
SAMG
$78.5M
$1K ﹤0.01%
+81
New +$1.3K
SIM icon
5013
Grupo SIMEC
SIM
$4.72B
$1K ﹤0.01%
150
-100
-40% -$927
SM icon
5014
SM Energy
SM
$7.73B
$1K ﹤0.01%
39
-1,916
-98% -$55K
SMSI icon
5015
Smith Micro Software
SMSI
$16.6M
$1K ﹤0.01%
6
– –
SPDN icon
5016
Direxion Daily S&P 500 Bear 1X ETF
SPDN
$199M
$1K ﹤0.01%
26
– –
SPOK icon
5017
Spok Holdings
SPOK
$239M
$1K ﹤0.01%
+83
New +$1.25K
SRG
5018
Seritage Growth Properties
SRG
$135M
$1K ﹤0.01%
22
-1,301
-98% -$61.6K
SSTK icon
5019
Shutterstock
SSTK
$200M
$1K ﹤0.01%
10
-3
-23% -$154
TBPH icon
5020
Theravance Biopharma
TBPH
$878M
$1K ﹤0.01%
17
– –
TG icon
5021
Tredegar Corp
TG
$275M
$1K ﹤0.01%
+68
New +$1.56K
THR
5022
DELISTED
Thermon Group Holdings
THR
$1K ﹤0.01%
45
-2
-4% -$50
TIMB icon
5023
TIM SA
TIMB
$8.62B
$1K ﹤0.01%
100
– –
TMFC icon
5024
Motley Fool 100 Index ETF
TMFC
$2.11B
$1K ﹤0.01%
+31
New +$665
TNXP icon
5025
Tonix Pharmaceuticals
TNXP
$212M
– –
0
– –
199 200
201
202 203

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HAM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.