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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGM
5001
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
– –
-500
Closed -$11K
ALTA
5002
DELISTED
Altabancorp
ALTA
– –
-2,302
Closed -$62K
JAX
5003
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
25
– –
SQBG
5004
DELISTED
Sequential Brands Group, Inc.
SQBG
$0 ﹤0.01%
1
– –
PEB.PRC
5005
DELISTED
Pebblebrook Hotel Trust 6.50% Series C
PEB.PRC
– –
-47,802
Closed -$1.16M
GRUB
5006
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-66
Closed -$5K
TPCO
5007
DELISTED
Tribune Publishing Company Common Stock
TPCO
$0 ﹤0.01%
15
– –
OTEL
5008
DELISTED
Otelco, Inc. Class A
OTEL
$0 ﹤0.01%
40
– –
NHLDW
5009
DELISTED
National Holdings Corporation Warrants
NHLDW
$0 ﹤0.01%
+2
New +$1
RELV
5010
DELISTED
Reliv International Inc
RELV
$0 ﹤0.01%
14
– –
IMMU
5011
DELISTED
Immunomedics Inc
IMMU
– –
-200
Closed -$1K
DZSI
5012
DELISTED
DZS Inc. Common Stock
DZSI
$0 ﹤0.01%
2
-1
-33% -$5
HEWI
5013
DELISTED
iShares Currency Hedged MSCI Italy ETF
HEWI
– –
-4,842
Closed -$73K
TUES
5014
DELISTED
Tuesday Morning Corp
TUES
$0 ﹤0.01%
51
– –
SES
5015
DELISTED
Synthesis Energy Systems Inc.
SES
$0 ﹤0.01%
5
– –
TGE
5016
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
– –
-215
Closed -$6K
CYOU
5017
DELISTED
Changyou.com Limited American Depositary Share
CYOU
$0 ﹤0.01%
11
– –
GMZ
5018
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
– –
-38
Closed -$3K
BCRH
5019
DELISTED
BLUE CAPITAL REINSURANCE HOLDINGS LTD.
BCRH
– –
-26
Closed –
INST
5020
DELISTED
Instructure, Inc.
INST
– –
-32
Closed -$1K
AVEO
5021
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$0 ﹤0.01%
25
– –
CRR
5022
DELISTED
Carbo Ceramics Inc.
CRR
– –
-75
Closed -$1K
SEMG
5023
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-151
Closed -$6K
ORIT
5024
DELISTED
Oritani Financial Corp. New
ORIT
– –
-339
Closed -$5K
DEST
5025
DELISTED
Destination Maternity Corporation
DEST
$0 ﹤0.01%
+100
New +$510
199 200
201
202 203

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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.