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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLIT icon
4976
Harmonic Inc
HLIT
$1.29B
$1K ﹤0.01%
108
– –
HNRG icon
4977
Hallador Energy
HNRG
$754M
$1K ﹤0.01%
218
-75
-26% -$474
HSTM icon
4978
HealthStream
HSTM
$821M
$1K ﹤0.01%
18
– –
HZO icon
4979
MarineMax
HZO
$1.16B
$1K ﹤0.01%
61
-53
-46% -$1.11K
IMMR icon
4980
Immersion
IMMR
$250M
$1K ﹤0.01%
100
-3,483
-97% -$43.5K
IMNN icon
4981
Imunon
IMNN
$6.85M
$1K ﹤0.01%
2
+1
+100% +$551
IMUX icon
4982
Immunic
IMUX
$212M
$1K ﹤0.01%
7
– –
INOD icon
4983
Innodata
INOD
$2.07B
$1K ﹤0.01%
1,000
– –
IOSP icon
4984
Innospec
IOSP
$2.32B
$1K ﹤0.01%
13
– –
KMDA icon
4985
Kamada
KMDA
$410M
$1K ﹤0.01%
100
– –
KURA icon
4986
Kura Oncology
KURA
$874M
$1K ﹤0.01%
+42
New +$805
TULP
4987
Bloomia Holdings
TULP
$17.2M
$1K ﹤0.01%
72
– –
LEE icon
4988
Lee Enterprises
LEE
$177M
$1K ﹤0.01%
50
-78
-61% -$2.29K
LILA icon
4989
Liberty Latin America Class A
LILA
$1.68B
$1K ﹤0.01%
81
-392
-83% -$4.93K
LQDT icon
4990
Liquidity Services
LQDT
$1.32B
$1K ﹤0.01%
167
-5,650
-97% -$38.9K
LWAY icon
4991
Lifeway Foods
LWAY
$458M
$1K ﹤0.01%
200
– –
MAC icon
4992
Macerich
MAC
$6.99B
$1K ﹤0.01%
31
-65
-68% -$3.75K
MANU icon
4993
Manchester United
MANU
$3.76B
$1K ﹤0.01%
30
– –
MARPS icon
4994
Marine Petroleum Trust
MARPS
$9.68M
$1K ﹤0.01%
+267
New +$1.06K
MDXG icon
4995
MiMedx Group
MDXG
$631M
$1K ﹤0.01%
200
-2,000
-91% -$9.04K
MEOH icon
4996
Methanex
MEOH
$4.17B
$1K ﹤0.01%
14
-88
-86% -$6.4K
MITK icon
4997
Mitek Systems
MITK
$835M
$1K ﹤0.01%
125
– –
MRKR icon
4998
Marker Therapeutics
MRKR
$18.5M
$1K ﹤0.01%
10
-50
-83% -$4.29K
NMT icon
4999
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$130M
$1K ﹤0.01%
100
– –
NNVC icon
5000
NanoViricides
NNVC
$34.2M
$1K ﹤0.01%
75
– –
198 199
200
201 202

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.