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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZGNX
4976
DELISTED
Zogenix, Inc.
ZGNX
$1K ﹤0.01%
37
– –
USLV
4977
DELISTED
VelocitySharesTM 3x Long Silver ETN linked to the S&P GSCI Silver Index ER
USLV
$1K ﹤0.01%
9
– –
CYTR
4978
DELISTED
CytRx Corp
CYTR
$1K ﹤0.01%
710
+2
+0.3% +$4
QADA
4979
DELISTED
QAD Inc.
QADA
$1K ﹤0.01%
13
– –
PGLC
4980
DELISTED
Pershing Gold Corporation. Common Stock
PGLC
$1K ﹤0.01%
244
– –
IMDZ
4981
DELISTED
Immune Design Corp.
IMDZ
$1K ﹤0.01%
330
– –
ESNC
4982
DELISTED
EnSync Inc
ESNC
$1K ﹤0.01%
2,000
– –
AST
4983
DELISTED
Asterias Biotherapeutics Inc. Series A
AST
$1K ﹤0.01%
445
– –
REXX
4984
DELISTED
Rex Energy Corporation
REXX
$1K ﹤0.01%
832
-20,553
-96% -$39.2K
IMH
4985
DELISTED
Impac Mortgage Holdings Inc.
IMH
$1K ﹤0.01%
+70
New +$846
RNWK
4986
DELISTED
RealNetworks Inc
RNWK
$1K ﹤0.01%
250
– –
LJPC
4987
DELISTED
La Jolla Pharmaceutical Company
LJPC
$1K ﹤0.01%
+27
New +$882
GCVRZ
4988
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$1K ﹤0.01%
1,874
+574
+44% +$218
BHVN
4989
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$1K ﹤0.01%
33
– –
ACHV icon
4990
Achieve Life Sciences
ACHV
$685M
– –
0
– –
ACRS icon
4991
Aclaris Therapeutics
ACRS
$867M
– –
-30
Closed -$1K
ZNB
4992
Zeta Network Group
ZNB
$2.65M
– –
0
– –
ADTN icon
4993
Adtran
ADTN
$622M
– –
-214
Closed -$5K
ALT icon
4994
Altimmune
ALT
$593M
$0 ﹤0.01%
1
-2
-67% -$128
ALTO icon
4995
Alto Ingredients
ALTO
$328M
$0 ﹤0.01%
9
– –
ANY icon
4996
Sphere 3D
ANY
$15.7M
– –
0
– –
AORT icon
4997
Artivion
AORT
$1.28B
– –
-1,155
Closed -$26K
ASM
4998
Avino Silver & Gold Mines
ASM
$1.28B
$0 ﹤0.01%
150
– –
ASND icon
4999
Ascendis Pharma A/S
ASND
$16.8B
– –
-100
Closed -$4K
AUBN icon
5000
Auburn National Bancorp
AUBN
$91.2M
– –
-311
Closed -$11K
198 199
200
201 202

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.