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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
26
Procter & Gamble
PG
$339B
$52.4M 0.73%
621,960
-2,695
-0.4% -$230K
IJR icon
27
iShares Core S&P Small-Cap ETF
IJR
$112B
$52.2M 0.73%
766,302
+112,042
+17% +$7.23M
CVX icon
28
Chevron
CVX
$366B
$51.3M 0.71%
438,291
+26,720
+6% +$2.91M
BSV icon
29
Vanguard Short-Term Bond ETF
BSV
$44.6B
$50.8M 0.71%
639,091
+30,943
+5% +$2.48M
GNMA icon
30
iShares GNMA Bond ETF
GNMA
$423M
$49.5M 0.69%
994,816
+7,942
+0.8% +$399K
TOTL icon
31
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.03B
$48.5M 0.67%
1,000,823
-29,392
-3% -$1.45M
IVE icon
32
iShares S&P 500 Value ETF
IVE
$49.8B
$48.3M 0.67%
479,873
+1,187
+0.2% +$116K
MO icon
33
Altria Group
MO
$114B
$44.4M 0.62%
658,699
+5,376
+0.8% +$346K
IWP icon
34
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$43.5M 0.61%
893,832
-5,118
-0.6% -$247K
RSP icon
35
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$43.2M 0.6%
498,396
+173,270
+53% +$14.6M
WFC icon
36
Wells Fargo
WFC
$264B
$43M 0.6%
781,571
+51,946
+7% +$2.61M
SDY icon
37
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$40.8M 0.57%
477,411
+290
+0.1% +$24.4K
JNK icon
38
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$40.5M 0.56%
369,974
+42,868
+13% +$4.67M
VWO icon
39
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$39.4M 0.55%
1,096,800
+68,870
+7% +$2.52M
IJH icon
40
iShares Core S&P Mid-Cap ETF
IJH
$127B
$37.6M 0.52%
1,146,945
+207,905
+22% +$6.59M
IWS icon
41
iShares Russell Mid-Cap Value ETF
IWS
$16B
$36.8M 0.51%
459,224
-8,558
-2% -$667K
IVV icon
42
iShares Core S&P 500 ETF
IVV
$902B
$35.7M 0.5%
158,870
+65,786
+71% +$14.5M
AMZN icon
43
Amazon
AMZN
$2.96T
$34.8M 0.48%
919,600
+145,000
+19% +$5.68M
LQD icon
44
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$34.3M 0.48%
292,743
+147,556
+102% +$17.5M
EMB icon
45
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$34.1M 0.47%
308,051
+10,288
+3% +$1.15M
TIP icon
46
iShares TIPS Bond ETF
TIP
$14.5B
$33.9M 0.47%
299,834
+24,754
+9% +$2.83M
FBND icon
47
Fidelity Total Bond ETF
FBND
$27.3B
$32.4M 0.45%
652,239
-17,022
-3% -$852K
META icon
48
Meta Platforms (Facebook)
META
$1.51T
$32.4M 0.45%
280,950
+7,494
+3% +$920K
AGG icon
49
iShares Core US Aggregate Bond ETF
AGG
$138B
$32.2M 0.45%
295,619
-9,884
-3% -$1.08M
DIA icon
50
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$31.1M 0.43%
157,390
+32,060
+26% +$6.04M
1
2
3 4 5

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.