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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABGB
4901
DELISTED
Abengoa SA Class B
ABGB
– –
-1,283
Closed -$6K
BLT
4902
DELISTED
BLOUNT INTERNATIONAL (NEW)
BLT
$0 ﹤0.01%
14
– –
YOKU
4903
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
– –
-1,050
Closed -$19K
GRH
4904
DELISTED
GREENHUNTER RESOURCES INC. COM
GRH
$0 ﹤0.01%
3,000
-1,000
-25% -$229
RIVR
4905
DELISTED
RIVER VALLEY BANCORP
RIVR
– –
-1,050
Closed -$23K
ZINC
4906
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
$0 ﹤0.01%
100
-3
-3% -$8
CTCT
4907
DELISTED
CONSTANT CONTACT, INC COM
CTCT
– –
-2,000
Closed -$48K
UTIW
4908
DELISTED
UTI WORLDWIDE INC
UTIW
– –
-772
Closed -$4K
NES
4909
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$0 ﹤0.01%
1,024
+299
+41% +$343
GDP
4910
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$0 ﹤0.01%
1,705
– –
PVA
4911
DELISTED
PENN VIRGINIA CORP
PVA
$0 ﹤0.01%
650
– –
ACI
4912
DELISTED
ARCH COAL, INC.
ACI
$0 ﹤0.01%
471
-140
-23% -$265
RBY
4913
DELISTED
RUBICON MENERALS CORP (F)
RBY
$0 ﹤0.01%
1,095
– –
FCE.B
4914
DELISTED
Forest City Realty Trust, Inc.
FCE.B
$0 ﹤0.01%
20
– –
WAVX
4915
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
– –
-1
Closed –
BSJF
4916
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
– –
-24,553
Closed -$635K
ALTR
4917
DELISTED
Altera Corp
ALTR
– –
-1,274
Closed -$63K
ESSX
4918
DELISTED
ESSEX RENTAL CORP. COMMON STOCK
ESSX
– –
-3,900
Closed -$1K
HUB.B
4919
DELISTED
HUBBELL INC CL-B
HUB.B
– –
-1,121
Closed -$95K
MTS
4920
DELISTED
MONTGOMERY STR INCOME SECS
MTS
– –
-200
Closed -$3K
ALTV
4921
DELISTED
Alteva
ALTV
– –
-100
Closed –
RNDY
4922
DELISTED
ROUNDYS INC COM STK
RNDY
– –
-5,666
Closed -$13K
ISH
4923
DELISTED
INTL SHIPHOLDING CORP
ISH
– –
-102
Closed –
CU
4924
DELISTED
FIRST TRUST ISE GLOBAL COPPER INDEX FD
CU
– –
-2,350
Closed -$26K
SFY
4925
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
– –
-18,685
Closed -$7K
195 196
197
198 199

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.