Ladenburg Thalmann Financial Services’s WAVE SYS CORP CL A NEW COM STK (DE) WAVX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio WAVX Stock Details WAVX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1	Closed	–	–	4929
2015 Q3	$0	Hold	1	–	–	﹤0.01%	4882
2015 Q2	$0	Hold	1	–	–	﹤0.01%	4876
2015 Q1	$0	Hold	1	–	–	﹤0.01%	4759
2014 Q4	$0	Hold	1	–	–	﹤0.01%	4542
2014 Q3	$0	Hold	1	–	–	﹤0.01%	4140
2014 Q2	$0	Hold	1	–	–	﹤0.01%	4082
2014 Q1	$0	Hold	1	–	–	﹤0.01%	3956
2013 Q4	$0	Sell	1 -9	-90%	-$104	﹤0.01%	3954
2013 Q3	$0	Buy	10 +9	+900%	+$123	﹤0.01%	3929
2013 Q2	$0	Buy	+1	New	+$19	﹤0.01%	3747

Other funds holding WAVX

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PCM

Perkins Capital Management Wayzata, Minnesota $133M AUM 127.86% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

Ladenburg Thalmann Financial Services's WAVX Position: Q4 2015 in Review

Ladenburg Thalmann Financial Services sold out of WAVE SYS CORP CL A NEW COM STK (DE) (WAVX) in Q4 2015, closing a stake of 1 share.

Ladenburg Thalmann Financial Services first reported a position in WAVX in Q2 2013 and held it in 10 quarters. The position peaked at $0 in Q3 2015. 22 funds tracked by Wall St. Rank hold WAVX as of Q4 2015.

Ladenburg Thalmann Financial Services reported no remaining WAVE SYS CORP CL A NEW COM STK (DE) position as of Q4 2015 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 1 WAVE SYS CORP CL A NEW COM STK (DE) share in Q4 2015.
Ladenburg Thalmann Financial Services first reported a position in WAVE SYS CORP CL A NEW COM STK (DE) in Q2 2013 and held it in 10 quarters.
Ladenburg Thalmann Financial Services's WAVE SYS CORP CL A NEW COM STK (DE) position peaked at $0 in Q3 2015.
22 funds tracked by Wall St. Rank held WAVE SYS CORP CL A NEW COM STK (DE) as of Q4 2015.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.