LTFS
RIVR

Ladenburg Thalmann Financial Services’s RIVER VALLEY BANCORP RIVR Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio RIVR Stock Details RIVR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-1,050
Closed -$23K – 4919
2015
Q3 		$23K Hold
1,050
– – ﹤0.01% 3035
2015
Q2 		$24K Hold
1,050
– – ﹤0.01% 3126
2015
Q1 		$22K Buy
1,050
+550
+110% +$11.6K ﹤0.01% 3140
2014
Q4 		$11K Hold
500
– – ﹤0.01% 3392
2014
Q3 		$11K Buy
+500
New +$10.8K ﹤0.01% 3080

Other funds holding RIVR

GLAM
Gardner Lewis Asset Management Chadds Ford, Pennsylvania $462M AUM 65.29% 1-Year Est. Return
BFC
Banc Funds Company Chicago, Illinois $537M AUM 17.34% 1-Year Est. Return
CCM
Chicago Capital Management Chicago, Illinois $112M AUM 76.54% 1-Year Est. Return
MI
M3F Inc Salt Lake City, Utah $404M AUM 17.6% 1-Year Est. Return
PCA
PL Capital Advisors Naples, Florida $360M AUM 32.54% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
KAM
Kassirer Asset Management Toronto, Ontario, Canada $4.07M AUM 49.71% 1-Year Est. Return
PCM
Prelude Capital Management New York $1.31B AUM 62.02% 1-Year Est. Return
BCM
BHZ Capital Management San Jose, California $88M AUM 9.79% 1-Year Est. Return

Ladenburg Thalmann Financial Services's RIVR Position: Q4 2015 in Review

Ladenburg Thalmann Financial Services sold out of RIVER VALLEY BANCORP (RIVR) in Q4 2015, closing a stake of 1,050 shares — an estimated $23K sold.

Ladenburg Thalmann Financial Services first reported a position in RIVR in Q3 2014 and held it in 5 quarters. The position peaked at $24K in Q2 2015. 15 funds tracked by Wall St. Rank hold RIVR as of Q4 2015.

  • Ladenburg Thalmann Financial Services reported no remaining RIVER VALLEY BANCORP position as of Q4 2015 after selling out during the quarter.
  • Ladenburg Thalmann Financial Services sold 1,050 RIVER VALLEY BANCORP shares in Q4 2015, an estimated $23K.
  • Ladenburg Thalmann Financial Services first reported a position in RIVER VALLEY BANCORP in Q3 2014 and held it in 5 quarters.
  • Ladenburg Thalmann Financial Services's RIVER VALLEY BANCORP position peaked at $24K in Q2 2015.
  • 15 funds tracked by Wall St. Rank held RIVER VALLEY BANCORP as of Q4 2015.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.