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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMHC
4876
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$3K ﹤0.01%
552
– –
CHGX
4877
DELISTED
AXS Change Finance ESG ETF
CHGX
$3K ﹤0.01%
125
– –
JPN
4878
DELISTED
Xtrackers Japan JPX-Nikkei 400 Equity ETF
JPN
$3K ﹤0.01%
125
– –
INOV
4879
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$3K ﹤0.01%
161
– –
TRQ
4880
DELISTED
Turquoise Hill Resources Ltd
TRQ
$3K ﹤0.01%
690
-6
-0.9% -$36
MSUS
4881
DELISTED
LHA Market State U.S. Tactical ETF
MSUS
$3K ﹤0.01%
142
– –
ARCH
4882
DELISTED
Arch Resources, Inc.
ARCH
$3K ﹤0.01%
45
-134
-75% -$10.9K
AVH
4883
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$3K ﹤0.01%
801
– –
KOL
4884
DELISTED
VanEck Vectors Coal ETF
KOL
$3K ﹤0.01%
23
-50
-68% -$5.9K
FOMX
4885
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
$3K ﹤0.01%
1,000
-500
-33% -$1.41K
CEMI
4886
DELISTED
Chembio diagnostics, Inc.
CEMI
$3K ﹤0.01%
481
– –
JO
4887
DELISTED
iPath Series B Bloomberg Coffee Subindex Total ReturnSM ETN
JO
$3K ﹤0.01%
100
– –
CADE
4888
DELISTED
Cadence Bancorporation
CADE
$3K ﹤0.01%
169
– –
AAAU icon
4889
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.64B
$2K ﹤0.01%
+120
New +$1.77K
ABCB icon
4890
Ameris Bancorp
ABCB
$6B
$2K ﹤0.01%
+56
New +$2.11K
ACLS icon
4891
Axcelis
ACLS
$4.42B
$2K ﹤0.01%
122
-29
-19% -$463
ANF icon
4892
Abercrombie & Fitch
ANF
$4.84B
$2K ﹤0.01%
110
-302
-73% -$5.04K
ARCO icon
4893
Arcos Dorados Holdings
ARCO
$1.71B
$2K ﹤0.01%
365
-1,718
-82% -$12.2K
ASEA icon
4894
Global X FTSE Southeast Asia ETF
ASEA
$102M
$2K ﹤0.01%
100
– –
ASRT
4895
DELISTED
Assertio
ASRT
$2K ﹤0.01%
32
-25
-44% -$3.25K
ATEC icon
4896
Alphatec Holdings
ATEC
$1.51B
$2K ﹤0.01%
300
– –
AXDX
4897
DELISTED
Accelerate Diagnostics
AXDX
$2K ﹤0.01%
+10
New +$1.93K
BANF icon
4898
BancFirst
BANF
$3.89B
$2K ﹤0.01%
30
– –
BELFB
4899
Bel Fuse Inc Class B
BELFB
$4.13B
$2K ﹤0.01%
150
– –
BLDR icon
4900
Builders FirstSource
BLDR
$7.91B
$2K ﹤0.01%
85
– –
194 195
196
197 198

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.