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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$13.1B
AUM Growth
+$1.99B
Cap. Flow
+$678M
Cap. Flow %
5.18%
Top 10 Hldgs %
14.09%
Holding
5,585
New
190
Increased
2,536
Reduced
1,656
Closed
223

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$78.1M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$52.5M
3
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$33.2M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$32.5M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$31M

Top Sells

Rank Stock Value
1
HDV
iShares Core High Dividend ETF
HDV
+$50.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$42.7M
3
TTE icon
TotalEnergies
TTE
+$38.4M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$30.6M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$28.6M

Sector Composition

Rank Sector Weight
1 Technology 7.28%
2 Financials 5.64%
3 Industrials 4.29%
4 Healthcare 4%
5 Consumer Discretionary 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPN
4851
DELISTED
Xtrackers Japan JPX-Nikkei 400 Equity ETF
JPN
$3K ﹤0.01%
125
-96
-43% -$2.52K
XONE
4852
DELISTED
The ExOne Company
XONE
$3K ﹤0.01%
364
-400
-52% -$3.69K
SVBI
4853
DELISTED
Severn Bancorp Inc/MD
SVBI
$3K ﹤0.01%
301
+1
+0.3% +$9
SHLO
4854
DELISTED
Shiloh Industries Inc
SHLO
$3K ﹤0.01%
500
– –
CVIA
4855
DELISTED
Covia Holdings Corporation Common Stock
CVIA
$3K ﹤0.01%
500
-200
-29% -$1.03K
MSUS
4856
DELISTED
LHA Market State U.S. Tactical ETF
MSUS
$3K ﹤0.01%
142
– –
JNMF
4857
DELISTED
WisdomTree Japan Multifactor Fund
JNMF
$3K ﹤0.01%
102
– –
RARX
4858
DELISTED
Ra Pharmaceuticals, Inc. Common Stock
RARX
$3K ﹤0.01%
149
+100
+204% +$2.15K
OMN
4859
DELISTED
OMNOVA Solutions Inc.
OMN
$3K ﹤0.01%
384
– –
SLIM
4860
DELISTED
The Obesity ETF
SLIM
$3K ﹤0.01%
+100
New +$3.4K
CHKR
4861
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$3K ﹤0.01%
2,257
– –
SDT
4862
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$3K ﹤0.01%
3,370
+120
+4% +$119
DOVA
4863
DELISTED
Dova Pharmaceuticals, Inc. Common Stock
DOVA
$3K ﹤0.01%
+348
New +$2.83K
DEMG
4864
DELISTED
Xtrackers FTSE Emerging Comprehensive Factor ETF
DEMG
$3K ﹤0.01%
128
-77
-38% -$1.89K
NRCG
4865
DELISTED
NRC Group Holdings Corp.
NRCG
$3K ﹤0.01%
+300
New +$2.67K
ROX
4866
DELISTED
Castle Brands, Inc.
ROX
$3K ﹤0.01%
4,000
– –
CRAY
4867
DELISTED
Cray, Inc.
CRAY
$3K ﹤0.01%
135
-250
-65% -$5.81K
KEYW
4868
DELISTED
The KEYW Holding Corporation
KEYW
$3K ﹤0.01%
358
+17
+5% +$124
EMES
4869
DELISTED
Emerge Energy Services LP
EMES
$3K ﹤0.01%
1,712
– –
ZGNX
4870
DELISTED
Zogenix, Inc.
ZGNX
$3K ﹤0.01%
60
-1
-2% -$48
YELL
4871
DELISTED
Yellow Corporation Common Stock
YELL
$3K ﹤0.01%
336
+209
+165% +$1.34K
CEMI
4872
DELISTED
Chembio diagnostics, Inc.
CEMI
$3K ﹤0.01%
481
– –
UGLD
4873
DELISTED
VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER
UGLD
$3K ﹤0.01%
32
– –
SDR
4874
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$3K ﹤0.01%
2,500
– –
NAVG
4875
DELISTED
Navigators Group Inc
NAVG
$3K ﹤0.01%
40
– –
193 194
195
196 197

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Ladenburg Thalmann Financial Services held 5,585 positions worth $13.1B, up 18% from $11.1B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $678M of net new capital in Q1 2019, opening 190 new positions and adding to 2,536 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 6.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core High Dividend ETF, an estimated $50.3M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2019 buy was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $78.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2019 reduction was iShares Core High Dividend ETF, cutting an estimated $50.3M.
  • Ladenburg Thalmann Financial Services fully exited Apptio, Inc. Class A Common Stock in Q1 2019, selling an estimated $4.91M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $13.1B portfolio in Q1 2019.
  • Ladenburg Thalmann Financial Services opened 190 new positions and closed 223 in Q1 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 18% quarter-over-quarter to $13.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2019, filed 15 May 2019.