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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UEC icon
4851
Uranium Energy
UEC
$5.69B
$0 ﹤0.01%
400
-180
-31% -$182
VHI icon
4852
Valhi
VHI
$464M
$0 ﹤0.01%
8
– –
VLGEA icon
4853
Village Super Market
VLGEA
$622M
$0 ﹤0.01%
12
– –
VLRS
4854
Controladora Vuela Compania de Aviacion
VLRS
$900M
$0 ﹤0.01%
1
-3,549
-100% -$64.4K
VXRT
4855
DELISTED
Vaxart
VXRT
$0 ﹤0.01%
3
– –
WIT icon
4856
Wipro
WIT
$19.5B
– –
-1,285
Closed -$3K
WK icon
4857
Workiva
WK
$3.76B
– –
-700
Closed -$10K
WYY icon
4858
WidePoint Corp
WYY
$111M
– –
-10,980
Closed -$65K
XYLD icon
4859
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
– –
-465
Closed -$20K
ZSL icon
4860
ProShares UltraShort Silver
ZSL
$57.5M
– –
-4
Closed -$31K
TRAW icon
4861
Traws Pharma
TRAW
$8.23M
– –
0
– –
IRD
4862
Opus Genetics
IRD
$302M
$0 ﹤0.01%
6
– –
AAMI
4863
Acadian Asset Management
AAMI
$3.24B
– –
-748
Closed -$10K
HTB
4864
HomeTrust Bancshares
HTB
$828M
– –
-1,400
Closed -$26K
JOYY
4865
JOYY Inc
JOYY
$3.73B
– –
-639
Closed -$21K
RVNC
4866
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-12
Closed –
SCWX
4867
DELISTED
SecureWorks Corp Class A Common Stock
SCWX
– –
-805
Closed -$11K
VIRX
4868
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
– –
-3
Closed –
SEEL
4869
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– –
HEWG
4870
DELISTED
iShares Currency Hedged MSCI Germany ETF
HEWG
– –
-2,000
Closed -$45K
AINC
4871
DELISTED
Ashford Inc.
AINC
$0 ﹤0.01%
1
– –
FBGX
4872
DELISTED
UBS AG FI Enhanced Large Cap Growth ETN
FBGX
– –
-155
Closed -$19K
NBSE
4873
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
– –
-1
Closed -$1K
YTEN
4874
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
– –
MTBL
4875
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$0 ﹤0.01%
133
– –
193 194
195
196 197

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.