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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BZH icon
4826
Beazer Homes USA
BZH
$871M
$0 ﹤0.01%
3
– –
CAF
4827
Morgan Stanley China A Share Fund
CAF
$327M
– –
-9,500
Closed -$178K
CANE icon
4828
Teucrium Sugar Fund
CANE
$53.2M
– –
-100
Closed -$1K
CANF
4829
Can-Fite BioPharma American Depositary Shares
CANF
$6.88M
– –
0
– –
CAPL icon
4830
CrossAmerica Partners
CAPL
$862M
– –
-298
Closed -$8K
CATX icon
4831
Perspective Therapeutics
CATX
$342M
$0 ﹤0.01%
50
– –
CCNE icon
4832
CNB Financial Corp
CCNE
$1.02B
– –
-500
Closed -$11K
CCO icon
4833
Clear Channel Outdoor Holdings
CCO
$1.23B
$0 ﹤0.01%
52
– –
CEE
4834
Central and Eastern Europe Fund
CEE
$137M
$0 ﹤0.01%
16
– –
CEMB icon
4835
iShares JPMorgan EM Corporate Bond ETF
CEMB
$412M
– –
-74
Closed -$4K
CIA icon
4836
Citizens
CIA
$194M
$0 ﹤0.01%
11
– –
CIG.C icon
4837
CEMIG Ordinary Shares
CIG.C
$8.95B
$0 ﹤0.01%
169
– –
CLRB icon
4838
Cellectar Biosciences
CLRB
$20.8M
– –
0
– –
CMCT
4839
Creative Media & Community Trust
CMCT
$13.3M
– –
0
– -$4K
CMTL icon
4840
Comtech Telecommunications
CMTL
$51.5M
– –
-2,106
Closed -$27K
COHN icon
4841
Cohen & Co
COHN
$37.6M
– –
-200
Closed -$2K
CTBI icon
4842
Community Trust Bancorp
CTBI
$1.41B
$0 ﹤0.01%
1
– –
CTLP
4843
DELISTED
Cantaloupe
CTLP
$0 ﹤0.01%
+40
New +$182
CTRN icon
4844
Citi Trends
CTRN
$618M
$0 ﹤0.01%
13
+2
+18% +$39
CVEO icon
4845
Civeo
CVEO
$330M
$0 ﹤0.01%
9
-10
-53% -$203
DGZ icon
4846
DB Gold Short ETN due Feb 15 2038
DGZ
$1.71M
– –
-2,200
Closed -$29K
DSS icon
4847
DSS Inc
DSS
$5.12M
– –
0
– –
ECF
4848
Ellsworth Growth & Income Fund
ECF
$173M
$0 ﹤0.01%
27
– –
ELDN icon
4849
Eledon Pharmaceuticals
ELDN
$284M
$0 ﹤0.01%
+2
New +$383
ERY icon
4850
Direxion Daily Energy Bear 2X ETF
ERY
$37.4M
$0 ﹤0.01%
1
– –
192 193
194
195 196

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.