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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USLV
4801
DELISTED
VelocitySharesTM 3x Long Silver ETN linked to the S&P GSCI Silver Index ER
USLV
$1K ﹤0.01%
9
– –
CTIC
4802
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$1K ﹤0.01%
120
– –
IIP
4803
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$1K ﹤0.01%
242
– –
MTL
4804
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$1K ﹤0.01%
107
– –
DJCI
4805
DELISTED
ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039
DJCI
$1K ﹤0.01%
60
– –
TI
4806
DELISTED
Telecom Italia
TI
$1K ﹤0.01%
127
– –
ENV
4807
DELISTED
ENVESTNET, INC.
ENV
$1K ﹤0.01%
29
-78
-73% -$2.84K
RNWK
4808
DELISTED
RealNetworks Inc
RNWK
$1K ﹤0.01%
250
– –
ACHV icon
4809
Achieve Life Sciences
ACHV
$687M
– –
0
– –
ZNB
4810
Zeta Network Group
ZNB
$2.58M
– –
0
– –
AEMD icon
4811
Aethlon Medical
AEMD
$1.6M
– –
0
– -$2K
ALT icon
4812
Altimmune
ALT
$589M
$0 ﹤0.01%
1
-25
-96% -$13.4K
ALTO icon
4813
Alto Ingredients
ALTO
$327M
$0 ﹤0.01%
11
+2
+22% +$15
AMKR icon
4814
Amkor Technology
AMKR
$13.3B
– –
-300
Closed -$3K
ANY icon
4815
Sphere 3D
ANY
$15.8M
– –
0
– –
APEI icon
4816
American Public Education
APEI
$920M
– –
-21
Closed -$1K
APYX icon
4817
Apyx Medical
APYX
$144M
$0 ﹤0.01%
+100
New +$332
ARMP icon
4818
Armata Pharmaceuticals
ARMP
$171M
$0 ﹤0.01%
6
– –
ARWR icon
4819
Arrowhead Research
ARWR
$12.4B
$0 ﹤0.01%
300
– –
ATHE
4820
Alterity Therapeutics
ATHE
$85.6M
– –
-20
Closed –
AVAL icon
4821
Grupo Aval
AVAL
$6.26B
– –
-34
Closed –
BBGI icon
4822
Beasley Broadcasting Group
BBGI
$41.1M
– –
-50
Closed -$6K
BELFB
4823
Bel Fuse Inc Class B
BELFB
$4.18B
– –
-221
Closed -$7K
BZH icon
4824
Beazer Homes USA
BZH
$906M
$0 ﹤0.01%
3
– –
CANF
4825
Can-Fite BioPharma American Depositary Shares
CANF
$7.11M
– –
0
– –
191 192
193
194 195

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.