Ladenburg Thalmann Financial Services’s ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 DJCI Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio DJCI Stock Details DJCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-60	Closed	-$1K	–	5157
2017 Q1	$1K	Hold	60	–	–	﹤0.01%	4823
2016 Q4	$1K	Hold	60	–	–	﹤0.01%	4810
2016 Q3	$1K	Hold	60	–	–	﹤0.01%	4747
2016 Q2	$1K	Hold	60	–	–	﹤0.01%	4711
2016 Q1	$1K	Hold	60	–	–	﹤0.01%	4655
2015 Q4	$1K	Buy	+60	New	+$910	﹤0.01%	4647

Other funds holding DJCI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

GWA

Guidant Wealth Advisors Palatine, Illinois $269M AUM 0.85% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

ADL

Asset Dedication LLC San Francisco, California $1.43B AUM 22.07% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Ladenburg Thalmann Financial Services's DJCI Position: Q2 2017 in Review

Ladenburg Thalmann Financial Services sold out of ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 (DJCI) in Q2 2017, closing a stake of 60 shares — an estimated $1K sold.

Ladenburg Thalmann Financial Services first reported a position in DJCI in Q4 2015 and held it in 6 quarters. The position peaked at $1K in Q1 2017. 12 funds tracked by Wall St. Rank hold DJCI as of Q2 2017.

Ladenburg Thalmann Financial Services reported no remaining ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 position as of Q2 2017 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 60 ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 shares in Q2 2017, an estimated $1K.
Ladenburg Thalmann Financial Services first reported a position in ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 in Q4 2015 and held it in 6 quarters.
Ladenburg Thalmann Financial Services's ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 position peaked at $1K in Q1 2017.
12 funds tracked by Wall St. Rank held ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 as of Q2 2017.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2017, filed 14 Aug 2017.