UBS Group’s ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 DJCI Stock Holding History

UBS Group’s Portfolio DJCI Stock Details DJCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-1,786	Closed	-$25K	–	8649
2018 Q4	$25K	Buy	1,786 +310	+21%	+$4.76K	﹤0.01%	6631
2018 Q3	$23K	Buy	1,476 +1,061	+256%	+$16.4K	﹤0.01%	6742
2018 Q2	$7K	Sell	415 -2,036	-83%	-$33.3K	﹤0.01%	7380
2018 Q1	$39K	Buy	2,451 +413	+20%	+$6.66K	﹤0.01%	5911
2017 Q4	$33K	Sell	2,038 -1,767	-46%	-$27.6K	﹤0.01%	6178
2017 Q3	$58K	Buy	3,805 +795	+26%	+$12.1K	﹤0.01%	5692
2017 Q2	$45K	Buy	+3,010	New	+$45.4K	﹤0.01%	5743
2017 Q1	–	Sell	-2,431	Closed	-$39K	–	8432
2016 Q4	$39K	Buy	+2,431	New	+$37.9K	﹤0.01%	6033
2016 Q2	–	Sell	-1,063	Closed	-$15K	–	8402
2016 Q1	$15K	Sell	1,063 -1,245	-54%	-$17.3K	﹤0.01%	6428
2015 Q4	$33K	Buy	+2,308	New	+$35K	﹤0.01%	6253
2015 Q2	–	Sell	-2,258	Closed	-$41K	–	9334
2015 Q1	$41K	Buy	+2,258	New	+$42.1K	﹤0.01%	6248

Other funds holding DJCI

GWA

Guidant Wealth Advisors Palatine, Illinois $269M AUM 0.85% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

ADL

Asset Dedication LLC San Francisco, California $1.43B AUM 22.07% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

UBS Group's DJCI Position: Q1 2019 in Review

UBS Group sold out of ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 (DJCI) in Q1 2019, closing a stake of 1,786 shares — an estimated $25K sold.

UBS Group first reported a position in DJCI in Q1 2015 and held it in 11 quarters. The position peaked at $58K in Q3 2017. 11 funds tracked by Wall St. Rank hold DJCI as of Q1 2019.

UBS Group reported no remaining ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 position as of Q1 2019 after selling out during the quarter.
UBS Group sold 1,786 ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 shares in Q1 2019, an estimated $25K.
UBS Group first reported a position in ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 in Q1 2015 and held it in 11 quarters.
UBS Group's ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 position peaked at $58K in Q3 2017.
11 funds tracked by Wall St. Rank held ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 as of Q1 2019.

Based on UBS Group's 13F filing for Q1 2019, filed 14 May 2019.