ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039
DJCI
DJCI was delisted on the 9th of December, 2020.
12 hedge funds and large institutions have $93.2M invested in ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 in 2017 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 2 reducing their positions, and 2 closing their positions.
50% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 2
0% more funds holding
Funds holding: 12 → 12 (0)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 2
17% less capital invested
Capital invested by funds: $113M → $93.2M (-$19.8M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GWA
Guidant Wealth Advisors
Palatine,
Illinois
|
+$488K |
| 2 |
PAG
Pinnacle Advisory Group
Columbia,
Maryland
|
+$457K |
| 3 |
Ameriprise
Minneapolis,
Minnesota
|
+$105K |
| 4 |
ADL
Asset Dedication LLC
San Francisco,
California
|
+$11K |
| 5 |
US Bancorp
Minneapolis,
Minnesota
|
+$5.04K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$18.4M |
| 2 |
Wells Fargo
San Francisco,
California
|
-$53.5K |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$39K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$5K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Morgan Stanley
New York
| $81.4M | -$18.4M | -1,166,782 | -18% |
|
|
GWA
2
Guidant Wealth Advisors
Palatine,
Illinois
| $8.03M | +$488K | +30,889 | +6% |
|
|
3
Ameriprise
Minneapolis,
Minnesota
| $1.59M | +$105K | +6,657 | +7% |
|
|
PAG
4
Pinnacle Advisory Group
Columbia,
Maryland
| $1.2M | +$457K | +28,912 | +59% |
|
|
5
Wells Fargo
San Francisco,
California
| $919K | -$53.5K | -3,385 | -5% |
|
6
Bessemer Group
Woodbridge,
New Jersey
| $29K | – | – | – |
|
|
LYV
7
Live Your Vision
West Conshohocken,
Pennsylvania
| $16K | – | – | – |
|
|
ADL
8
Asset Dedication LLC
San Francisco,
California
| $11K | +$11K | +698 | New |
|
|
AG
9
Advisor Group
Phoenix,
Arizona
| $5K | – | – | – |
|
|
10
US Bancorp
Minneapolis,
Minnesota
| $5K | +$5.04K | +319 | New |
|
|
LTFS
11
Ladenburg Thalmann Financial Services
Miami,
Florida
| $1K | – | – | – |
|
|
12
UBS Group
Zurich,
Switzerland
| – | -$39K | -2,431 | Closed |
|
|
13
Bank of America
Charlotte,
North Carolina
| – | -$5K | -304 | Closed |
|
DJCI Hedge Fund Activity: Q1 2017 in Review
12 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 (DJCI) for Q1 2017, worth a combined $93.2M — down 17% from $113M a quarter earlier.
Fund positioning in DJCI was balanced in Q1 2017: 2 funds opened new positions, 2 closed out, 3 added to existing stakes and 2 trimmed.
The largest buyer was Guidant Wealth Advisors, adding an estimated $488K. The largest seller was Morgan Stanley, cutting an estimated $18.4M.
- 12 institutional investors held ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 (DJCI) as of Q1 2017, unchanged from Q4 2016.
- Funds reported $93.2M of ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 stock for Q1 2017, down 17% quarter-over-quarter.
- 2 funds opened new ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 positions in Q1 2017 and 2 closed out, a net change of 0 holders.
- The largest ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 buyer in Q1 2017 was Guidant Wealth Advisors, an estimated $488K added.
- The largest ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 seller in Q1 2017 was Morgan Stanley, an estimated $18.4M sold.
Based on aggregated 13F filings for Q1 2017.