ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039
DJCI
DJCI was delisted on the 9th of December, 2020.
12 hedge funds and large institutions have $113M invested in ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 in 2016 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 3 increasing their positions, 1 reducing their positions, and 0 closing their positions.
200% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 1
71% more funds holding
Funds holding: 7 → 12 (+5)
5% more capital invested
Capital invested by funds: $107M → $113M (+$5.58M)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GWA
Guidant Wealth Advisors
Palatine,
Illinois
|
+$1.8M |
| 2 |
PAG
Pinnacle Advisory Group
Columbia,
Maryland
|
+$759K |
| 3 |
Ameriprise
Minneapolis,
Minnesota
|
+$297K |
| 4 |
Wells Fargo
San Francisco,
California
|
+$221K |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$37.9K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$494K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Morgan Stanley
New York
| $102M | -$494K | -31,726 | -0.5% |
|
|
GWA
2
Guidant Wealth Advisors
Palatine,
Illinois
| $7.67M | +$1.8M | +115,586 | +31% |
|
|
3
Ameriprise
Minneapolis,
Minnesota
| $1.56M | +$297K | +19,083 | +24% |
|
|
4
Wells Fargo
San Francisco,
California
| $995K | +$221K | +14,199 | +29% |
|
|
PAG
5
Pinnacle Advisory Group
Columbia,
Maryland
| $773K | +$759K | +48,717 | New |
|
|
6
UBS Group
Zurich,
Switzerland
| $39K | +$37.9K | +2,431 | New |
|
7
Bessemer Group
Woodbridge,
New Jersey
| $30K | – | – | – |
|
|
LYV
8
Live Your Vision
West Conshohocken,
Pennsylvania
| $16K | +$15.6K | +1,000 | New |
|
|
AG
9
Advisor Group
Phoenix,
Arizona
| $6K | +$5.45K | +350 | New |
|
10
Bank of America
Charlotte,
North Carolina
| $5K | +$4.74K | +304 | New |
|
|
LTFS
11
Ladenburg Thalmann Financial Services
Miami,
Florida
| $1K | – | – | – |
|
DJCI Hedge Fund Activity: Q4 2016 in Review
12 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 (DJCI) for Q4 2016, worth a combined $113M — up 5.2% from $107M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new DJCI positions and 0 closed out — a net gain of 5 holders — while 3 added to existing stakes and 1 trimmed.
The largest buyer was Guidant Wealth Advisors, adding an estimated $1.8M. The largest seller was Morgan Stanley, cutting an estimated $494K.
- 12 institutional investors held ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 (DJCI) as of Q4 2016, up from 7 in Q3 2016.
- Funds reported $113M of ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 stock for Q4 2016, up 5.2% quarter-over-quarter.
- 5 funds opened new ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 positions in Q4 2016 and 0 closed out, a net change of +5 holders.
- The largest ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 buyer in Q4 2016 was Guidant Wealth Advisors, an estimated $1.8M added.
- The largest ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 seller in Q4 2016 was Morgan Stanley, an estimated $494K sold.
Based on aggregated 13F filings for Q4 2016.