Ameriprise’s ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 DJCI Stock Holding History

Ameriprise’s Portfolio DJCI Stock Details DJCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-64,035	Closed	-$1M	–	3883
2018 Q3	$1M	Buy	64,035 +2,903	+5%	+$44.8K	﹤0.01%	3075
2018 Q2	$983K	Buy	61,132 +1,159	+2%	+$18.9K	﹤0.01%	3028
2018 Q1	$962K	Sell	59,973 -10,481	-15%	-$169K	﹤0.01%	2987
2017 Q4	$1.13M	Buy	70,454 +623	+0.9%	+$9.72K	﹤0.01%	2923
2017 Q3	$1.07M	Sell	69,831 -44,687	-39%	-$680K	﹤0.01%	2932
2017 Q2	$1.72M	Buy	114,518 +9,396	+9%	+$142K	﹤0.01%	2678
2017 Q1	$1.59M	Buy	105,122 +6,657	+7%	+$105K	﹤0.01%	2687
2016 Q4	$1.56M	Buy	98,465 +19,083	+24%	+$297K	﹤0.01%	2747
2016 Q3	$1.23M	Buy	79,382 +2,599	+3%	+$40K	﹤0.01%	2831
2016 Q2	$1.25M	Buy	76,783 +6,751	+10%	+$104K	﹤0.01%	2785
2016 Q1	$998K	Buy	70,032 +30,752	+78%	+$426K	﹤0.01%	2842
2015 Q4	$559K	Buy	+39,280	New	+$596K	﹤0.01%	3214

Other funds holding DJCI

GWA

Guidant Wealth Advisors Palatine, Illinois $269M AUM 0.85% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

ADL

Asset Dedication LLC San Francisco, California $1.43B AUM 22.07% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Ameriprise's DJCI Position: Q4 2018 in Review

Ameriprise sold out of ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 (DJCI) in Q4 2018, closing a stake of 64,035 shares — an estimated $1M sold.

Ameriprise first reported a position in DJCI in Q4 2015 and held it in 12 quarters. The position peaked at $1.72M in Q2 2017. 11 funds tracked by Wall St. Rank hold DJCI as of Q4 2018.

Ameriprise reported no remaining ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 position as of Q4 2018 after selling out during the quarter.
Ameriprise sold 64,035 ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 shares in Q4 2018, an estimated $1M.
Ameriprise first reported a position in ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 in Q4 2015 and held it in 12 quarters.
Ameriprise's ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 position peaked at $1.72M in Q2 2017.
11 funds tracked by Wall St. Rank held ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 as of Q4 2018.

Based on Ameriprise's 13F filing for Q4 2018, filed 14 Feb 2019.