Bank of Montreal’s ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 DJCI Stock Holding History

Bank of Montreal’s Portfolio DJCI Stock Details DJCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-265	Closed	-$4K	–	5135
2019 Q4	$4K	Hold	265	–	–	﹤0.01%	4743
2019 Q3	$4K	Hold	265	–	–	﹤0.01%	4602
2019 Q2	$4K	Hold	265	–	–	﹤0.01%	4716
2019 Q1	$4K	Hold	265	–	–	﹤0.01%	4092
2018 Q4	$4K	Hold	265	–	–	﹤0.01%	4216
2018 Q3	$4K	Hold	265	–	–	﹤0.01%	4208
2018 Q2	$4K	Hold	265	–	–	﹤0.01%	4226
2018 Q1	$4K	Hold	265	–	–	﹤0.01%	3982
2017 Q4	$4K	Hold	265	–	–	﹤0.01%	3989
2017 Q3	$4K	Buy	+265	New	+$4.03K	﹤0.01%	3941

Other funds holding DJCI

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

IMC Chicago Chicago, Illinois $419B AUM 72.04% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

ADL

Asset Dedication LLC San Francisco, California $1.59B AUM 26.56% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of Montreal's DJCI Position: Q1 2020 in Review

Bank of Montreal sold out of ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 (DJCI) in Q1 2020, closing a stake of 265 shares — an estimated $4K sold.

Bank of Montreal first reported a position in DJCI in Q3 2017 and held it in 10 quarters. The position peaked at $4K in Q4 2019. 8 funds tracked by Wall St. Rank hold DJCI as of Q1 2020.

Bank of Montreal reported no remaining ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 position as of Q1 2020 after selling out during the quarter.
Bank of Montreal sold 265 ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 shares in Q1 2020, an estimated $4K.
Bank of Montreal first reported a position in ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 in Q3 2017 and held it in 10 quarters.
Bank of Montreal's ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 position peaked at $4K in Q4 2019.
8 funds tracked by Wall St. Rank held ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 as of Q1 2020.

Based on Bank of Montreal's 13F filing for Q1 2020, filed 13 May 2020.