Osaic Holdings’s ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 DJCI Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-628	Closed	-$8K	–	6701
2020 Q3	$8K	Buy	628 +248	+65%	+$3.16K	﹤0.01%	5386
2020 Q2	$5K	Hold	380	–	–	﹤0.01%	5467
2020 Q1	$4K	Buy	+380	New	+$4K	﹤0.01%	5430