IMC Chicago’s ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 DJCI Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-54,991	Closed	-$723K	–	574
2020 Q3	$723K	Sell	54,991 -16,722	-23%	-$220K	﹤0.01%	120
2020 Q2	$860K	Buy	71,713 +34,609	+93%	+$415K	﹤0.01%	122
2020 Q1	$417K	Buy	+37,104	New	+$417K	﹤0.01%	134