Advisor Group’s ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 DJCI Stock Holding History

Advisor Group’s Portfolio DJCI Stock Details DJCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$6K	Hold	380	–	–	﹤0.01%	4627
2019 Q3	$6K	Sell	380 -377	-50%	-$5.5K	﹤0.01%	4629
2019 Q2	$11K	Hold	757	–	–	﹤0.01%	4351
2019 Q1	$11K	Hold	757	–	–	﹤0.01%	4354
2018 Q4	$11K	Hold	757	–	–	﹤0.01%	4173
2018 Q3	$11K	Sell	757 -9,085	-92%	-$140K	﹤0.01%	4258
2018 Q2	$159K	Sell	9,842 -370	-4%	-$6.05K	﹤0.01%	2157
2018 Q1	$164K	Sell	10,212 -831	-8%	-$13.4K	﹤0.01%	2140
2017 Q4	$177K	Buy	11,043 +10,693	+3,055%	+$167K	﹤0.01%	2107
2017 Q3	$5K	Hold	350	–	–	﹤0.01%	4320
2017 Q2	$5K	Hold	350	–	–	﹤0.01%	4291
2017 Q1	$5K	Hold	350	–	–	﹤0.01%	4167
2016 Q4	$6K	Buy	+350	New	+$5.45K	﹤0.01%	3903

Other funds holding DJCI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

EWA

EP Wealth Advisors Torrance, California $20.3B AUM

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

ADL

Asset Dedication LLC San Francisco, California $1.43B AUM 22.07% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Advisor Group's DJCI Position: Q4 2019 in Review

Advisor Group held its ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 (DJCI) position steady in Q4 2019 at 380 shares worth $6K. The position accounts for ﹤0.01% of the portfolio, ranked #4627.

Advisor Group first reported a position in DJCI in Q4 2016 and has held it in 13 quarters since. The position peaked at $177K in Q4 2017. 10 funds tracked by Wall St. Rank hold DJCI as of Q4 2019.

Advisor Group held 380 shares of ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 worth $6K as of Q4 2019.
Advisor Group left its ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 share count unchanged in Q4 2019.
ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #4627 holding.
Advisor Group first reported a position in ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 in Q4 2016 and has held it in 13 quarters since.
Advisor Group's ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 position peaked at $177K in Q4 2017.
10 funds tracked by Wall St. Rank held ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.