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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMK
4776
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$4K ﹤0.01%
88
– –
WTT
4777
DELISTED
Wireless Telecom Group, Inc.
WTT
$4K ﹤0.01%
2,800
– –
HZN
4778
DELISTED
Horizon Global Corporation
HZN
$4K ﹤0.01%
1,000
– –
RJZ
4779
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total Return
RJZ
$4K ﹤0.01%
450
– –
TGA
4780
DELISTED
Transglobe Energy Corp
TGA
$4K ﹤0.01%
3,049
+18
+0.6% +$26
HNGR
4781
DELISTED
Hanger Inc.
HNGR
$4K ﹤0.01%
200
-100
-33% -$1.88K
HNP
4782
DELISTED
Huaneng Power Intl, Inc.
HNP
$4K ﹤0.01%
223
+130
+140% +$2.93K
RENO
4783
DELISTED
Renovare Environmental, Inc. Common Stock
RENO
$4K ﹤0.01%
2,550
– –
FBM
4784
DELISTED
Foundation Building Materials, Inc. Common Stock
FBM
$4K ﹤0.01%
+261
New +$4.53K
NBRV
4785
DELISTED
Nabriva Therapeutics plc Ordinary Shares Ireland
NBRV
$4K ﹤0.01%
8
– –
BREW
4786
DELISTED
Craft Brew Alliance, Inc.
BREW
$4K ﹤0.01%
435
– –
FNJN
4787
DELISTED
Finjan Holdings, Inc.
FNJN
$4K ﹤0.01%
2,000
-1,950
-49% -$4.01K
OMN
4788
DELISTED
OMNOVA Solutions Inc.
OMN
$4K ﹤0.01%
384
– –
SRCI
4789
DELISTED
SRC Energy Inc
SRCI
$4K ﹤0.01%
951
+220
+30% +$994
SYE
4790
DELISTED
SPDR MFS Systematic Core Equity ETF of SSgA Active Trust
SYE
$4K ﹤0.01%
50
– –
TAT
4791
DELISTED
TransAtlantic Petroleum LTD.
TAT
$4K ﹤0.01%
6,229
– –
UGLD
4792
DELISTED
VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER
UGLD
$4K ﹤0.01%
32
– –
AIRR icon
4793
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$3K ﹤0.01%
100
– –
AMKR icon
4794
Amkor Technology
AMKR
$14.3B
$3K ﹤0.01%
374
– –
APPS icon
4795
Digital Turbine
APPS
$1.53B
$3K ﹤0.01%
+400
New +$2.48K
ASPS icon
4796
Altisource Portfolio Solutions
ASPS
$65.6M
$3K ﹤0.01%
17
-5
-23% -$819
ATXS
4797
DELISTED
Astria Therapeutics
ATXS
$3K ﹤0.01%
+93
New +$3.68K
BMRA icon
4798
Biomerica
BMRA
$5.01M
$3K ﹤0.01%
125
– –
BSRR icon
4799
Sierra Bancorp
BSRR
$532M
$3K ﹤0.01%
125
– –
BWEN icon
4800
Broadwind
BWEN
$125M
$3K ﹤0.01%
2,000
– –
190 191
192
193 194

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.