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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKY
4776
DELISTED
Parkway, Inc.
PKY
$1K ﹤0.01%
42
-4,034
-99% -$76.3K
ATW
4777
DELISTED
Atwood Oceanics
ATW
$1K ﹤0.01%
101
+1
+1% +$10
PTHN
4778
DELISTED
Patheon N.V.
PTHN
$1K ﹤0.01%
22
– –
NUTR
4779
DELISTED
Nutraceutical International Co
NUTR
$1K ﹤0.01%
+21
New +$665
TVIA
4780
DELISTED
TerraVia Holdings, Inc. Common Stock
TVIA
$1K ﹤0.01%
1,400
– –
ENOC
4781
DELISTED
EnerNOC, Inc.
ENOC
$1K ﹤0.01%
135
– –
ERS
4782
DELISTED
Empire Resources, Inc.
ERS
$1K ﹤0.01%
+200
New +$1.09K
KZ
4783
DELISTED
KongZhong Corporation
KZ
$1K ﹤0.01%
+120
New +$817
SCNB
4784
DELISTED
Suffolk Bancorp
SCNB
$1K ﹤0.01%
20
– –
APOL
4785
DELISTED
Apollo Education Group Inc Class A
APOL
$1K ﹤0.01%
85
– –
IO
4786
DELISTED
ION Geophysical Corporation
IO
$1K ﹤0.01%
261
– –
AOI
4787
DELISTED
Alliance One International
AOI
$1K ﹤0.01%
+78
New +$1.32K
USLV
4788
DELISTED
VelocitySharesTM 3x Long Silver ETN linked to the S&P GSCI Silver Index ER
USLV
$1K ﹤0.01%
9
– –
CYTR
4789
DELISTED
CytRx Corp
CYTR
$1K ﹤0.01%
875
– –
NTP
4790
DELISTED
Nam Tai Property Inc.
NTP
$1K ﹤0.01%
70
– –
PSXP
4791
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$1K ﹤0.01%
+15
New +$691
MTL
4792
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$1K ﹤0.01%
107
– –
CKH
4793
DELISTED
Seacor Holdings Inc.
CKH
$1K ﹤0.01%
+18
New +$1.06K
DJCI
4794
DELISTED
ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039
DJCI
$1K ﹤0.01%
60
– –
TI
4795
DELISTED
Telecom Italia
TI
$1K ﹤0.01%
127
– –
DXJR
4796
DELISTED
WisdomTree Japan Hedged Real Estate Fund
DXJR
$1K ﹤0.01%
106
-88
-45% -$2.16K
RTK
4797
DELISTED
Rentech, Inc.
RTK
$1K ﹤0.01%
433
– –
RNWK
4798
DELISTED
RealNetworks Inc
RNWK
$1K ﹤0.01%
250
-25
-9% -$118
PACD
4799
DELISTED
Pacific Drilling S A
PACD
$1K ﹤0.01%
154
– –
MHG
4800
DELISTED
Marine Harvest ASA
MHG
$1K ﹤0.01%
61
+42
+221% +$752
190 191
192
193 194

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.