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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSN icon
4726
Emerson Radio
MSN
$7.79M
– –
-26
Closed –
MTZ icon
4727
MasTec
MTZ
$21.5B
– –
-300
Closed -$5K
MUX icon
4728
McEwen Inc
MUX
$1.18B
$0 ﹤0.01%
10
– –
MVO
4729
DELISTED
MV Oil Trust
MVO
$0 ﹤0.01%
100
-895
-90% -$5.6K
MYRG icon
4730
MYR Group
MYRG
$5.14B
– –
-61
Closed -$2K
NL icon
4731
NLI Holdings
NL
$308M
$0 ﹤0.01%
3
– –
NNY icon
4732
Nuveen New York Municipal Value Fund
NNY
$156M
– –
-1,161
Closed -$11K
NOTV
4733
DELISTED
Inotiv
NOTV
$0 ﹤0.01%
3
– –
NTIP icon
4734
Network-1 Technologies
NTIP
$36.1M
$0 ﹤0.01%
156
– –
NWPX icon
4735
NWPX Infrastructure Inc
NWPX
$1.1B
– –
-45
Closed -$1K
OPTT icon
4736
Ocean Power Technologies
OPTT
$50.5M
$0 ﹤0.01%
9
– –
PCF
4737
High Income Securities Fund
PCF
$101M
– –
-1,200
Closed -$8K
PEX icon
4738
ProShares Global Listed Private Equity ETF
PEX
$11.5M
– –
-127
Closed -$5K
PHIO icon
4739
Phio Pharmaceuticals
PHIO
$12.3M
– –
0
– –
PINC
4740
DELISTED
Premier
PINC
$0 ﹤0.01%
+12
New +$418
PKE icon
4741
Park Aerospace
PKE
$801M
$0 ﹤0.01%
6
-147
-96% -$2.46K
PLG
4742
Platinum Group Metals
PLG
$203M
$0 ﹤0.01%
33
– –
PNF
4743
DELISTED
PIMCO New York Municipal Income Fund
PNF
$0 ﹤0.01%
6
– –
PRPO icon
4744
Precipio
PRPO
$40.4M
– –
0
– –
CNSY
4745
Cerenome, Inc. Common Stock
CNSY
$26.4M
– –
0
– –
PTN
4746
Palatin Technologies
PTN
$13.1M
– –
0
– –
PZG icon
4747
Paramount Gold Nevada
PZG
$132M
– –
-50
Closed –
QMCO icon
4748
Quantum Corp
QMCO
$464M
$0 ﹤0.01%
2
– –
RCG
4749
RENN Fund
RCG
$20.3M
$0 ﹤0.01%
500
– –
RDI icon
4750
Reading International Class A
RDI
$35.2M
$0 ﹤0.01%
31
-4
-11% -$58
188 189
190
191 192

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.