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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
(+7.7%)
Cap. Flow
+$409M
Cap. Flow
% of AUM
5.68%
Top 10 Holdings %
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.2M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$17.5M |
| 3 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$16.5M |
| 4 |
Arbutus Biopharma
ABUS
|
+$15.4M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$14.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$36M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.1M |
| 3 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.1M |
| 4 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$6.94M |
| 5 |
MSC Industrial Direct
MSM
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.15% |
| 2 | Industrials | 5.32% |
| 3 | Technology | 5.28% |
| 4 | Consumer Staples | 4.98% |
| 5 | Healthcare | 4.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RPAI
451
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $2.4M | 0.03% |
156,463
-948
| -0.6% | -$14.6K |
|
452
Vanguard Industrials ETF
VIS
$8.44B
| $2.4M | 0.03% |
20,102
+4,757
| +31% | +$546K |
|
453
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$741M
| $2.39M | 0.03% |
60,348
| – | – |
|
454
TC Energy
TRP
$66B
| $2.38M | 0.03% |
52,718
+3,206
| +6% | +$146K |
|
455
Columbia Emerging Markets Consumer ETF
ECON
$303M
| $2.38M | 0.03% |
107,311
+101,670
| +1,802% | +$2.36M |
|
|
PXD
456
DELISTED
Pioneer Natural Resource Co.
PXD
| $2.38M | 0.03% |
13,155
-502
| -4% | -$92K |
|
457
WisdomTree US MidCap Fund
EZM
$952M
| $2.35M | 0.03% |
69,111
+6,537
| +10% | +$214K |
|
458
Invesco CEF Income Composite ETF
PCEF
$817M
| $2.35M | 0.03% |
104,851
-5,564
| -5% | -$123K |
|
459
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
| $2.33M | 0.03% |
38,764
+1,976
| +5% | +$119K |
|
460
Nuveen Core Equity Alpha Fund
JCE
$289M
| $2.33M | 0.03% |
177,827
+451
| +0.3% | +$5.97K |
|
|
TWTR
461
DELISTED
Twitter, Inc.
TWTR
| $2.31M | 0.03% |
141,407
-7,260
| -5% | -$133K |
|
462
First Trust Energy AlphaDEX Fund
FXN
$386M
| $2.31M | 0.03% |
142,585
+1,283
| +0.9% | +$20.2K |
|
463
Marathon Petroleum
MPC
$90B
| $2.31M | 0.03% |
45,798
+2,794
| +6% | +$127K |
|
464
Loews
L
$23.3B
| $2.29M | 0.03% |
48,824
+52
| +0.1% | +$2.28K |
|
465
Sensient Technologies
SXT
$5.51B
| $2.28M | 0.03% |
29,053
+179
| +0.6% | +$13.7K |
|
466
Vodafone
VOD
$36.4B
| $2.27M | 0.03% |
92,090
-42
| -0% | -$1.1K |
|
467
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
| $2.26M | 0.03% |
80,554
+5,745
| +8% | +$155K |
|
468
Southwest Airlines
LUV
$22B
| $2.25M | 0.03% |
45,279
+1,779
| +4% | +$79.8K |
|
469
Keurig Dr Pepper
KDP
$39.9B
| $2.23M | 0.03% |
24,584
+3,128
| +15% | +$274K |
|
470
McKesson
MCK
$103B
| $2.23M | 0.03% |
15,735
+5,129
| +48% | +$754K |
|
471
Nuveen Credit Strategies Income Fund
JQC
$712M
| $2.21M | 0.03% |
249,840
-3,273
| -1% | -$27.9K |
|
472
Biogen
BIIB
$30.6B
| $2.2M | 0.03% |
7,743
+2,383
| +44% | +$706K |
|
473
First Trust US Equity Opportunities ETF
FPX
$1.48B
| $2.2M | 0.03% |
40,699
-7,362
| -15% | -$394K |
|
474
State Street SPDR S&P Bank ETF
KBE
$1.71B
| $2.2M | 0.03% |
50,710
+30,187
| +147% | +$1.17M |
|
|
NCZ
475
Virtus Convertible & Income Fund II
NCZ
$305M
| $2.2M | 0.03% |
96,196
+2,984
| +3% | +$67.6K |
|
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review
As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
- Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
- Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
- Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.